SEC Form 4 · accession 0001209191-19-003731
Keurig Dr Pepper Inc. · KDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lambertus J.H. Becht
Director
Period of report
Jan 12, 2019
Accepted (ET)
Jan 15, 2019 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001418135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 12, 2019 | M | 4,122 | $0.00 | A | 4,122 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Jan 12, 2019 | M | 4,122 | D | — | — | Common Stock | 4,122 | 0 | D |
Explanation of responses
- F1The reporting person's resignation as a member of the board of directors of Keurig Dr Pepper Inc. on January 12, 2019 accelerated the vesting of 4,122 restricted stock units originally granted on September 13, 2018.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.