SEC Form 4 · accession 0001683168-19-000129
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony DiBella II
Officer — Division President
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 47,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.00 | Jan 15, 2019 | M | 5,000 | A | — | Apr 7, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Options issued April 7, 2009 and vested 20% per year over 5 years.