SEC Form 4 · accession 0001127602-19-002066
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Gibbs
Officer — President, CFO
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 9:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2019 | M | 8,343 | $20.85 | A | 47,689 | D | |
| Common StockF1 | Jan 15, 2019 | D | 1,933 | $90.00 | D | 45,756 | D | |
| Common StockF1 | Jan 15, 2019 | S | 6,410 | $89.93 | D | 39,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1,F2 | $20.85 | Jan 15, 2019 | M | 8,343 | D | Feb 5, 2010 | Feb 5, 2019 | Common Stock | 8,343 | 0 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2Vesting occurs on a quarterly basis beginning one year from grant date.