SEC Form 4 · accession 0001562180-19-000308
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel William Fisher
Officer — Sr VP & COO Global Bev Pkg
Period of report
Jan 15, 2019
Accepted (ET)
Jan 16, 2019 · 12:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2019 | M | 800 | $49.30 | A | 38,158 | D | |
| Common Stock | Jan 15, 2019 | F | 232 | $49.30 | D | 37,926 | D | |
| 401KF3 | holding | — | — | — | 1,838 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | — | Jan 15, 2019 | M | 800 | D | — | — | Common Stock | 800 | 81,981 | D |
Explanation of responses
- F1Common stock acquired upon the lapse of Table II Restricted Stock Units.
- F2Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
- F3Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- F4Lapse of restricted stock units.