SEC Form 4 · accession 0001179110-19-000725
Natera, Inc. · NTRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Steven Leonard Chapman
Officer — Chief Executive Officer · Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604821
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $13.01 | Jan 11, 2019 | A | 100,000 | A | — | Jan 10, 2029 | Common Stock | 100,000 | 100,000 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 11, 2019 | A | 50,000 | A | — | — | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option shares vest over four years. 25% of the option shares vest and become exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
- F2Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer.
- F3The RSUs vest over four years. 25% of the RSUs vest on January 2, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.