Insider · CIK 0001367079

James J Schutz

Files at: SNOA. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $40k · 9sales $0 · 0net $40k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 8, 2018 PForm 4 →	Mar 8, 7:17 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	2,473	$3.99	$9,867	35,858	+7.41%	plan?
Jan 2, 2018 AForm 4 →	Jan 3, 9:42 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	17,211	—	—	33,385	—	plan?
Nov 30, 2017 PForm 4 →	Dec 4, 4:03 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	345	$4.95	$1,708	16,174	+2.18%	plan?
Nov 29, 2017 PForm 4 →	Nov 29, 6:56 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	400	$5.03	$2,012	15,829	+2.59%	plan?
Nov 24, 2017 PForm 4 →	Nov 27, 4:03 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	254	$5.05	$1,283	15,429	+1.67%	plan?
Aug 10, 2017 PForm 4 →	Aug 10, 5:12 pm EDT	Sonoma Pharmaceuticals, Inc.SNOA	929	$5.46	$5,069	15,175	+6.52%	plan?
Jun 29, 2017 AForm 4 →	Jun 30, 4:19 pm EDT	Sonoma Pharmaceuticals, Inc.SNOA	2,406	—	—	14,246	—	plan?
Mar 3, 2017 PForm 4 →	Mar 7, 4:02 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	800	$6.78	$5,421	11,840	+7.25%	plan?
Dec 8, 2016 PForm 4 →	Dec 8, 6:12 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	1,000	$4.88	$4,880	11,040	+9.96%	plan?
Nov 30, 2016 AForm 4 →	Dec 2, 5:32 pm EST	Oculus Innovative Sciences, Inc.OCLS	3,535	$4.81	$17,003	10,040	—	plan?
Aug 15, 2016 PForm 4 →	Aug 16, 4:05 pm EDT	Oculus Innovative Sciences, Inc.OCLS	1,328	$3.66	$4,866	6,505	+25.7%	plan?
Feb 25, 2016 PForm 4 →	Feb 29, 6:00 am EST	Oculus Innovative Sciences, Inc.OCLS	5,000	$0.9999	$5,000	25,885	+23.9%	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 14, 2019 HForm 4 →	Jan 15, 7:17 pm EST	Sonoma Pharmaceuticals, Inc.SNOA	193,358	—	—	0	—
Jul 20, 2018 AForm 4 →	Jul 24, 6:57 pm EDT	Sonoma Pharmaceuticals, Inc.SNOA	67,733	—	—	193,358	—
Apr 3, 2017 AForm 4 →	Apr 5, 5:16 pm EDT	Sonoma Pharmaceuticals, Inc.SNOA	30,000	—	—	133,658	—
Nov 30, 2016 AForm 4 →	Dec 2, 5:32 pm EST	Oculus Innovative Sciences, Inc.OCLS	50,000	—	—	103,658	—