SEC Form 4 · accession 0001250853-19-000031
R F INDUSTRIES LTD · RFIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard F Hill
Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 9:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740664
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2019 | M | 4,865 | $2.30 | A | 229,086 | D | |
| Common Stock | Jan 11, 2019 | S | 4,865 | $8.197 | D | 224,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.30 | Jan 11, 2019 | M | 4,865 | D | — | Apr 6, 2021 | Common Stock | 4,865 | 28,879 | D |
Explanation of responses
- F1Stock Option vests and becomes exercisable in three increments as follows: On 4/30/2016, 4,820 shares; as of 7/31/2016, 14,462 shares; and as of 10/31/2016, 14,462 shares.