SEC Form 4 · accession 0001140361-19-001180
Carolina Trust BancShares, Inc. · CART
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim R Watson
Director
Period of report
Jan 10, 2019
Accepted (ET)
Jan 16, 2019 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001676667
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2019 | M | 1,257 | $2.13 | A | 21,098 | D | |
| Common Stock | holding | — | — | — | 4,901 | I | By Wife | |
| Common Stock | holding | — | — | — | 1,545 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF1 | $2.13 | Jan 10, 2019 | M | 1,257 | D | — | Mar 20, 2022 | Common Stock | 1,257 | 0 | D |
Explanation of responses
- F1The option is fully vested.