SEC Form 4 · accession 0001209191-19-003722
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J Murphy
Officer — CEO and President · Director
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 11, 2019 | M | 32,625 | $0.00 | A | 162,011 | I | By Trust |
| Common SharesF1 | Jan 11, 2019 | F | 17,494 | $17.33 | D | 144,517 | I | By Trust |
| Common Shares | holding | — | — | — | 1,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jan 11, 2019 | M | 32,625 | D | — | — | Common Shares | 32,625 | 65,250 | D |
Explanation of responses
- F1Shares held by Matthew and Laura Murphy as co-trustees of the Matthew and Laura Murphy Family Trust UTD 7/10/2007.
- F2Surrender of shares in payment of tax withholding due as a result of the vesting of restricted stock units ("RSUs").
- F3Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.
- F4The remaining RSUs vest in quarterly installments on each of 4/11/2019 and 7/11/2019.