SEC Form 4 · accession 0001213900-19-000762
Fintech Acquisition Corp. III · FTAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cohen Sponsor Interests III, LLC
10% Owner
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001729756
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Jan 11, 2019 | J | 10,000 | D | — | — | Class A Common Stock | 10,000 | 3,560,498 | I |
Explanation of responses
- F1The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
- F2Represents transfer of membership interests to a new member of the issuer's sponsors at the original purchase price.