SEC Form 4 · accession 0001628280-19-000359
CHAMPIONS ONCOLOGY, INC. · CSBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronnie Morris
Officer — CEO · Director
Period of report
Jan 16, 2019
Accepted (ET)
Jan 16, 2019 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771856
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2019 | M | 4,167 | $4.80 | A | 837,168 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to purchase shares of Common Stock | $4.80 | Jan 16, 2019 | M | 4,167 | D | Mar 13, 2015 | Mar 13, 2020 | Common Stock | 4,167 | 126,940 | D |