SEC Form 4 · accession 0001578896-19-000002
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lambertus J.H. Becht
Director
Period of report
Jan 12, 2019
Accepted (ET)
Jan 15, 2019 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Jan 12, 2019 | M | 129,312 | $0.00 | A | 1,208,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 12, 2019 | M | 129,312 | D | — | — | Class A common stock | 129,312 | 0 | D |
Explanation of responses
- F1These shares of Class A common stock were acquired upon the partial vesting of Restricted Stock Units granted on November 15, 2018, and reflect prorated vesting upon Mr. Becht's resignation from the Company's Board of Directors effective January 12, 2019. These Restricted Stock Units were previously identified on a Form 4 filed on November 16, 2018.
- F2Upon his resignation, vesting of each Restricted Stock Unit settled for one share of Class A Common Stock of the Company. The Restricted Stock Units vested on January 12, 2019.