SEC Form 4 · accession 0001209191-19-003803
OP Bancorp · OPBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Yoon Oh
Officer — Chief Financial Officer
Period of report
Jan 14, 2019
Accepted (ET)
Jan 15, 2019 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001722010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2019 | M | 25,000 | $2.53 | A | 101,427 | D | |
| Common Stock | Jan 14, 2019 | F | 6,838 | $9.25 | D | 94,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1 | $2.53 | Jan 14, 2019 | M | 25,000 | D | Jul 28, 2015 | Jul 28, 2020 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The option became exercisable in five equal annual installments beginning on July 28, 2011, which was the first anniversary of the date on which the option was granted.