SEC Form 4 · accession 0000899243-19-001246

Hostess Brands, Inc. · TWNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Jan 11, 2019

Accepted (ET)

Jan 15, 2019 · 7:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001644406

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Restricted Stock Units^F1	Jan 11, 2019	A	10,919	$0.00	A	10,919	D
Restricted Stock Units^F2	holding	—	—		—	14,719	D
Class A Common Stock, par value $0.0001 per share	holding	—	—		—	14,448	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F3	$11.35	Jan 11, 2019	A	32,401	A	—	Jan 10, 2029	Class A Common Stock	32,401	32,401	D
Stock Options^F4	$15.78	holding	—	—	—	—	Mar 22, 2027	Class A Common Stock	30,623	30,623	D

F1Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of Class A Common Stock. These restricted stock units will vest in equal or nearly equal installments on January 11 of each of 2020, 2021 and 2022, assuming continued employment through the applicable vesting date.
F2Consists of previously disclosed restricted stock units that remain subject to time-based vesting criteria.
F3Consists of a grant of options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on January 11 of each of 2020, 2021, and 2022, assuming continued employment through the applicable vesting date.
F4Consists of a grant of previously disclosed options to purchase shares of Class A Common Stock. Such options are subject to vesting in equal or nearly equal installments on November 4 of each of 2017, 2018, 2019 and 2020, assuming continued employment through the applicable vesting date.

Senior Vice President, General Counsel & Secretary