Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 13, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

210 filings · trading day Nov 13, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 29, 2018 DForm 4/A →	Nov 13, 6:01 am EST	GreenSky, Inc.GSKY	Robert SheftDirector, 10% Owner	5,571,623	$21.85	$121,739,963	22,286,495	—	amended
May 29, 2018 DForm 4/A →	Nov 13, 6:01 am EST	GreenSky, Inc.GSKY	Robert SheftDirector, 10% Owner	5,571,623	$21.85	$121,739,963	22,286,495	—	amended
May 29, 2018 DForm 4/A →	Nov 13, 6:01 am EST	GreenSky, Inc.GSKY	Robert SheftDirector, 10% Owner	5,571,623	$21.85	$121,739,963	22,286,495	—
May 29, 2018 DForm 4/A →	Nov 13, 10:46 am EST	GreenSky, Inc.GSKY	Nigel W MorrisDirector	602,258	$21.85	$13,159,345	316,653	—
May 29, 2018 DForm 4/A →	Nov 13, 10:49 am EST	GreenSky, Inc.GSKY	Dennis I KellyPresident, Patient Solutions	101,216	$21.85	$2,211,562	233,567	—
Nov 8, 2018 CForm 4 →	Nov 13, 2:10 pm EST	E.W. SCRIPPS CoSSP	Brian G. LawlorPresident, Local Media	49,257	$17.74	$873,819	0	—	late
Nov 8, 2018 CForm 4 →	Nov 13, 12:40 pm EST	E.W. SCRIPPS CoSSP	Lisa A KnutsonEVP and CFO	38,814	$17.74	$688,560	0	—	late
Nov 8, 2018 CForm 4 →	Nov 13, 12:27 pm EST	E.W. SCRIPPS CoSSP	Adam SymsonPresident and CEO, Director	34,656	$17.74	$614,797	0	—	late
Mar 10, 2014 CJForm 4/A →	Nov 13, 2018, 1:25 pm EST	E.W. SCRIPPS CoSSP	William AppletonEVP and General Counsel	38,726	$18.32	$563,029	13,987	—
Mar 9, 2016 CForm 4/A →	Nov 13, 2018, 1:47 pm EST	E.W. SCRIPPS CoSSP	William AppletonEVP and General Counsel	22,061	$18.05	$398,201	12,993	—
Nov 8, 2018 CForm 4 →	Nov 13, 1:53 pm EST	E.W. SCRIPPS CoSSP	William AppletonEVP and General Counsel	19,407	$17.74	$344,280	0	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 9:09 am EST	CHEMED CORPCHE	Kevin J McNamarapresident and CEO, Director	2,500	$135.85	$339,625	274,799	—
Nov 9, 2018 MForm 4 →	Nov 13, 3:47 pm EST	RBB BancorpRBB	Peter M ChangDirector	21,526	$9.29	$200,009	0	—
Nov 12, 2018 PForm 4 →	Nov 13, 8:53 am EST	RAYONIER ADVANCED MATERIALS INC.RYAM	Paul G BoyntonChairman, President and CEO, Director	1,000	$100.99	$100,990	1,000	—
Nov 9, 2018 MForm 4 →	Nov 13, 2:15 pm EST	MONRO, INC.MNRO	Maureen MulhollandSenior Vice President	2,000	$44.49	$88,980	1,000	—
Nov 9, 2018 AForm 4 →	Nov 13, 1:26 pm EST	FLUOR CORPFLR	Peter J FluorDirector	939	$46.60	$43,750	229,790	—
Nov 9, 2018 AForm 4 →	Nov 13, 1:23 pm EST	FLUOR CORPFLR	Peter K BarkerDirector	778	$46.60	$36,250	17,664	—
Nov 8, 2018 AForm 4 →	Nov 13, 8:45 am EST	Celanese CorpCE	John K WulffDirector	91	$104.92	$9,595	17,860	—	late
Jan 20, 2011 MForm 4 →	Nov 13, 2018, 1:02 pm EST	E.W. SCRIPPS CoSSP	Robert A CarsonVP & Chief Information Officer	938	$9.49	$8,902	0	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 1:24 pm EST	SOUTHERN COSO	Thomas A FanningPresident, CEO & Chairman	117	$46.81	$5,457	19,216	—
Nov 8, 2018 AForm 4 →	Nov 13, 8:39 am EST	Celanese CorpCE	Jean S BlackwellDirector	41	$104.92	$4,342	8,083	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 8:43 am EST	Celanese CorpCE	Jay V IhlenfeldDirector	39	$104.92	$4,056	7,550	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 8:42 am EST	Celanese CorpCE	Edward G GalanteDirector	30	$104.92	$3,183	5,925	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 3:15 pm EST	BADGER METER INCBMI	Todd A. AdamsDirector	50	$52.95	$2,667	5,163	—
Nov 8, 2018 AForm 4 →	Nov 13, 8:41 am EST	Celanese CorpCE	William M BrownDirector	20	$104.92	$2,107	3,923	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 8:47 am EST	Celanese CorpCE	Scott McDougald SuttonCOO	4	$104.92	$377	702	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 9:06 am EST	WORTHINGTON INDUSTRIES INCWOR	Joseph B HayekVP and CFO	2	$42.42	$85	853	—
Nov 9, 2018 MForm 4 →	Nov 13, 6:00 am EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	100,000	—	—	1,565,150	—
Oct 10, 2018 AForm 4 →	Nov 13, 6:00 am EST	VIVOS INCRDGL	Michael K KorenkoCEO AND PRESIDENT	80,859,782	—	—	1,800,000	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 6:01 am EST	ZILLOW GROUP, INC.Z AND ZG	Gordon Sheridan StephensonDirector	27,003	—	—	0	—
Nov 11, 2018 MForm 4 →	Nov 13, 6:09 am EST	Yum China Holdings, Inc.YUMC	Ted LeeGM Little Sheep & East Dawning	2,340	—	—	2,340	—
Nov 8, 2018 AForm 4 →	Nov 13, 6:10 am EST	REVLON INC /DE/REV	Wendel KralovichSVP, CAO & Controller	2,538	—	—	2,538	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 6:13 am EST	REVLON INC /DE/REV	Victoria L DolanChief Financial Officer	12,690	—	—	12,690	—	late
Nov 11, 2018 MForm 4 →	Nov 13, 6:14 am EST	Yum China Holdings, Inc.YUMC	Angela AiChief Development Officer	4,680	—	—	4,680	—
Nov 10, 2018 MForm 4 →	Nov 13, 6:14 am EST	ASPEN INSURANCE HOLDINGS LTDAHL	David Alan CohenPresident and CUO Insurance	1,984	—	—	0	—
Nov 8, 2018 JForm 4 →	Nov 13, 6:15 am EST	Howard Hughes CorpHHC	Pershing Square Capital Management, L.P. +2Director	3	—	—	0	—	late
Nov 11, 2018 MForm 4 →	Nov 13, 6:16 am EST	Yum China Holdings, Inc.YUMC	Shella NgChief Legal Officer, Corp. Sec	4,680	—	—	4,680	—
Nov 11, 2018 MForm 4 →	Nov 13, 6:19 am EST	Yum China Holdings, Inc.YUMC	Johnson HuangGeneral Manager, KFC	4,680	—	—	4,680	—
Nov 11, 2018 MForm 4 →	Nov 13, 6:24 am EST	Yum China Holdings, Inc.YUMC	Joey WatChief Executive Officer, Director	9,360	—	—	9,361	—
Nov 12, 2018 MForm 4 →	Nov 13, 6:29 am EST	Yum China Holdings, Inc.YUMC	Riu SunChief Growth Officer	31,467	—	—	27,944	—
Nov 11, 2018 MForm 4 →	Nov 13, 6:31 am EST	Yum China Holdings, Inc.YUMC	Riu SunChief Growth Officer	4,680	—	—	4,680	—
Nov 11, 2018 MForm 4 →	Nov 13, 6:39 am EST	Yum China Holdings, Inc.YUMC	Jeff KuaiGeneral Manager, Pizza Hut	2,340	—	—	2,340	—
Nov 11, 2018 MForm 4 →	Nov 13, 6:48 am EST	Yum China Holdings, Inc.YUMC	Danny TanChief Supply Chain Officer	4,680	—	—	4,680	—
Nov 11, 2018 MForm 4 →	Nov 13, 6:50 am EST	Yum China Holdings, Inc.YUMC	Muktesh PantDirector	28,082	—	—	28,083	—
Nov 11, 2018 MForm 4 →	Nov 13, 6:53 am EST	Yum China Holdings, Inc.YUMC	Alice H WangChief Public Affairs Officer	2,340	—	—	2,340	—
Nov 8, 2018 AForm 4 →	Nov 13, 7:14 am EST	Townsquare Media, Inc.TSQ	Stuart B RosensteinEVP and CFO	50,000	—	—	1,136,824	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 7:16 am EST	Townsquare Media, Inc.TSQ	Claire Marie YenicayEVP, Inv Rel and Corp Comm	100,000	—	—	224,192	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 7:18 am EST	Townsquare Media, Inc.TSQ	Scott SchatzEVP, Finance Op and Tech	100,000	—	—	388,853	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 7:20 am EST	Townsquare Media, Inc.TSQ	Michael W JosephsEVP, Business Dev. and M&A	50,000	—	—	207,856	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 7:21 am EST	Townsquare Media, Inc.TSQ	Christopher KitchenEVP and General Counsel	100,000	—	—	167,694	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 7:22 am EST	Townsquare Media, Inc.TSQ	Erik HellumCOO, Local Media	50,000	—	—	402,887	—	late
Nov 7, 2018 MForm 4 →	Nov 13, 7:35 am EST	TherapeuticsMD, Inc.TXMD	Daniel A CartwrightCFO	40,000	—	—	220,000	—	late
Nov 8, 2018 CForm 4 →	Nov 13, 8:01 am EST	AMYRIS, INC.AMRS	Raffinage Chimie TotalDirector, 10% Owner	—	—	—	0	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 8:10 am EST	PROCTER & GAMBLE CoPG	Shailesh JejurikarPresident - Global Fabric Care	10,000	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 8:12 am EST	PROCTER & GAMBLE CoPG	David S TaylorChairman, President & CEO, Director	30,000	—	—	38,335	—
Nov 12, 2018 MForm 4 →	Nov 13, 8:16 am EST	PROCTER & GAMBLE CoPG	Suranjan MagesvaranPresident - Asia Pacific SMO	18,444	—	—	0	—
Nov 9, 2018 MForm 4 →	Nov 13, 8:19 am EST	PROCTER & GAMBLE CoPG	Gary A CoombePresident-Global Grooming	11,000	—	—	10,992	—
Sep 30, 2018 AMForm 4 →	Nov 13, 8:20 am EST	PROCTER & GAMBLE CoPG	MaryLynn FergusonMchughGroup President Global Family	55,467	—	—	0	—	late
Oct 31, 2018 AForm 4 →	Nov 13, 8:20 am EST	KNOW LABS, INC.KNWN	Jon PepperDirector	50,000	—	—	50,000	—	late
Oct 31, 2018 AForm 4 →	Nov 13, 8:23 am EST	KNOW LABS, INC.KNWN	Ichiro John Paul TakesakoDirector	50,000	—	—	50,000	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 8:42 am EST	ZEBRA TECHNOLOGIES CORPZBRA	Anders GustafssonChief Executive Officer, Director	41,443	—	—	0	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 8:45 am EST	BALL CorpBLL	Lisa Ann PauleySR VP, HR & Administration	56,000	—	—	0	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 8:59 am EST	Calyxt, Inc.CLXT	Daniel F VoytasChief Science Officer	4,083	—	—	16,336	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 9:21 am EST	AVALON HOLDINGS CORPAWX	Bryan SaksaCHIEF FINANCIAL OFFICER	12,000	—	—	78,000	—
Nov 9, 2018 MForm 4 →	Nov 13, 9:21 am EST	AVALON HOLDINGS CORPAWX	Stephen L GordonDirector	15,000	—	—	75,000	—
Nov 9, 2018 MForm 4 →	Nov 13, 9:21 am EST	AVALON HOLDINGS CORPAWX	Kurtis Dean GramleyDirector	15,000	—	—	75,000	—
Nov 9, 2018 MForm 4 →	Nov 13, 9:21 am EST	AVALON HOLDINGS CORPAWX	Kenneth J McMahonSee Remarks	15,000	—	—	135,000	—
Nov 8, 2018 AMForm 4 →	Nov 13, 9:22 am EST	DIGIRAD CORPDRAD	David James NobleChief Operating Officer	76,630	—	—	38,314	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 9:37 am EST	PROCTER & GAMBLE CoPG	Juan Fernando PosadaPresident - LA SMO	30,000	—	—	10,606	—
Mar 31, 2018 MForm 4/A →	Nov 13, 9:42 am EST	SOTHEBYSBID	Jr. Thomas S. SmithPresident and CEO, Director	15,828	—	—	31,657	—
Nov 12, 2018 MForm 4 →	Nov 13, 9:43 am EST	INNOSPEC INC.IOSP	Philip John BoonExecutive VP Business Ops	6,000	—	—	32,883	—
Nov 8, 2018 MForm 4 →	Nov 13, 9:48 am EST	HUMANA INCHUM	Timothy S. HuvalChief HR Officer	5,165	—	—	18,082	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 9:50 am EST	TransDigm Group INCTDG	James SkulinaExecutive Vice President	15,000	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 9:51 am EST	PROCTER & GAMBLE CoPG	Ioannis SkoufalosGlobal Product Supply Officer	20,000	—	—	33,684	—
Nov 11, 2018 MForm 4 →	Nov 13, 9:51 am EST	APACHE CORPAPA	John J ChristmannCEO and President, Director	5,600	—	—	207,486	—
Nov 9, 2018 MForm 4 →	Nov 13, 9:58 am EST	MITEL NETWORKS CORPMITL	Colin Ross McAnuffSee Remarks	5,000	—	—	10,000	—
Nov 11, 2018 MForm 4 →	Nov 13, 10:20 am EST	HARSCO CORPHSC	Jeswant GillSVP - Group President Rail	3,175	—	—	8,853	—
Nov 8, 2018 MForm 4 →	Nov 13, 10:20 am EST	BeiGene, Ltd.BGNE	Amy C. PetersonCMO, Immuno-oncology	520,000	—	—	1,080,000	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:21 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Peter AggersbjergHead of Laboratory	2,285	—	—	2,285	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:22 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Wah-Hui ChuDirector	474	—	—	474	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:23 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Marc de la GuerroniereHead of Eur & NA Market Orgs.	3,585	—	—	3,585	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:24 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Oliver A FilliolPresident and CEO, Director	18,840	—	—	18,840	—	late
Nov 10, 2018 MForm 4 →	Nov 13, 10:25 am EST	HUMANA INCHUM	Karen B DeSalvoDirector	634	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 10:25 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Elisha W FinneyDirector	474	—	—	474	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:26 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Richard D FrancisDirector	474	—	—	474	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:27 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Connie L HarveyDirector	474	—	—	474	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 10:27 am EST	Care.com IncCRCM	Daniel S YooDirector	290	—	—	872	—
Nov 9, 2018 MForm 4 →	Nov 13, 10:27 am EST	NEOGENOMICS INCNEO	Robert J. ShovlinPresident, Clinical Services	300,000	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 13, 10:27 am EST	Care.com IncCRCM	Sheila Lirio MarceloPresident and CEO, Director	24,268	—	—	396,480	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Michael HeidingsfelderHead of Industrial	1,655	—	—	1,655	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Leslie A BrunDirector	3,840	—	—	3,840	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Pamela L CarterDirector	2,801	—	—	2,801	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Robert N DuelksDirector	2,801	—	—	2,801	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Brett KellerDirector	2,801	—	—	2,801	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Stuart R LevineDirector	2,801	—	—	2,801	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Maura A. MarkusDirector	2,801	—	—	2,801	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:28 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Thomas J PernaDirector	2,801	—	—	2,801	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:29 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Alan J WeberDirector	2,801	—	—	2,801	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:29 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Gerry KellerHead of Process Analytics	1,580	—	—	1,580	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:30 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Michael A KellyDirector	474	—	—	474	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:31 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Simon KirkHead of Product Inspection	2,075	—	—	2,075	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:34 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Christian MaglothHead of Human Resources	1,210	—	—	1,210	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 10:35 am EST	TRIUMPH GROUP INCTGI	Peter K. A. WickEVP, Aerospace Structures	312	—	—	313	—
Nov 8, 2018 AForm 4 →	Nov 13, 10:53 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Thomas P SaliceDirector	474	—	—	474	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 10:54 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Robert F SpoerryDirector	1,934	—	—	1,934	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 10:54 am EST	TRIUMPH GROUP INCTGI	James F McCabe Jr.SVP & CFO	1,052	—	—	1,052	—
Nov 8, 2018 AForm 4 →	Nov 13, 10:55 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Shawn VadalaChief Financial Officer	4,040	—	—	4,040	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 10:55 am EST	MARTIN MARIETTA MATERIALS INCMLM	Donald A. McCunniffSVP - Human Resources	1,818	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 13, 11:19 am EST	UNIVERSAL ELECTRONICS INCUEIC	Paul D ArlingCEO, Director	997	—	—	23,901	—	late
Nov 12, 2018 AForm 4 →	Nov 13, 11:20 am EST	TE Connectivity Ltd.TEL	Mario CalastriSVP & Treasurer	14,300	—	—	14,300	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:20 am EST	TE Connectivity Ltd.TEL	Thomas J LynchDirector	8,081	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:20 am EST	TE Connectivity Ltd.TEL	Terrence R CurtinChief Exec. Officer & Director, Director	2,281	—	—	567	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:21 am EST	TE Connectivity Ltd.TEL	John S JenkinsEVP & General Counsel	1,236	—	—	5,100	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:21 am EST	TE Connectivity Ltd.TEL	Shadrak W KroegerPres., Communications Solution	427	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:21 am EST	TE Connectivity Ltd.TEL	Steven T MerktPresident, Transportation Sol.	1,709	—	—	30,101	—
Nov 8, 2018 MForm 4 →	Nov 13, 11:21 am EST	UNIVERSAL ELECTRONICS INCUEIC	David Cheung Hyen ChongExecutive Vice President -Asia	332	—	—	6,475	—	late
Nov 10, 2018 MForm 4 →	Nov 13, 11:21 am EST	TE Connectivity Ltd.TEL	Tim MurphySVP & CHRO	535	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:21 am EST	TE Connectivity Ltd.TEL	Robert J OttSr VP & Corporate Controller	378	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:21 am EST	TE Connectivity Ltd.TEL	Eric ReschSr VP & Chief Tax Officer	378	—	—	0	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:21 am EST	TE Connectivity Ltd.TEL	Kevin N RockPresident, Industrial Solution	571	—	—	11,565	—
Nov 10, 2018 MForm 4 →	Nov 13, 11:21 am EST	TE Connectivity Ltd.TEL	Joan WainwrightPres., Channel & Customer Exp.	855	—	—	9,015	—
Nov 8, 2018 MForm 4 →	Nov 13, 11:22 am EST	UNIVERSAL ELECTRONICS INCUEIC	Bryan M HackworthSVP and CFO	399	—	—	9,073	—	late
Nov 1, 2018 DForm 4 →	Nov 13, 11:22 am EST	EDGEWATER TECHNOLOGY INC/DE/EDGW	Frederick D. DiSantoDirector, 10% Owner	25,400	—	—	0	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 11:23 am EST	UNIVERSAL ELECTRONICS INCUEIC	Louis Sylvester HughesCOO	399	—	—	12,154	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 11:24 am EST	UNIVERSAL ELECTRONICS INCUEIC	Menno KoopmansManaging Director, EMEA	266	—	—	5,504	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 11:27 am EST	SERVICE CORP INTERNATIONALSCI	Thomas L RyanChairman,CEO, Director	50,000	—	—	337,000	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 11:30 am EST	SERVICE CORP INTERNATIONALSCI	Tammy R MooreOther	24,500	—	—	0	—
Nov 8, 2018 MForm 4 →	Nov 13, 11:53 am EST	Inogen IncINGN	Loren L McFarlandDirector	2,000	—	—	8,333	—	late
Nov 8, 2018 AForm 4 →	Nov 13, 12:26 pm EST	U.S. SILICA HOLDINGS, INC.SLCA	William Andrew MacanSee Remarks	20,833	—	—	20,833	—	late
Jun 27, 2018 PSForm 4 →	Nov 13, 12:30 pm EST	Fat Brands, IncFAT	FOG CUTTER CAPITAL GROUP INC10% Owner	31,250	—	—	18,750	—	late
Sep 30, 2018 AMForm 4 →	Nov 13, 12:49 pm EST	PROCTER & GAMBLE CoPG	Steven D BishopGroup President Global Health	96,757	—	—	0	—	late
Nov 7, 2018 MForm 4 →	Nov 13, 12:58 pm EST	MEDIFAST INCMED	Timothy G RobinsonChief Financial Officer	2,500	—	—	5,000	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 1:03 pm EST	TELEPHONE & DATA SYSTEMS INC /DE/TDS	Leroy T Carlson Jr.President and CEO, Director	244,000	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 1:33 pm EST	BSB Bancorp, Inc.BLMT	John W Gahan IIIDirector	600	—	—	18,164	—
Nov 12, 2018 AForm 4 →	Nov 13, 1:42 pm EST	MAXIMUS INCMMS	Richard John NadeauChief Financial Officer	29,749	—	—	29,749	—
Nov 5, 2018 CForm 4 →	Nov 13, 1:45 pm EST	American Resources CorpAREC	Thomas M. SauvePresident, Director, 10% Owner	1,170,723	—	—	130,080	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 1:48 pm EST	ESSEX PROPERTY TRUST INCESS	Michael J SchallPresident and CEO	333	—	—	655	—
Nov 12, 2018 AForm 4 →	Nov 13, 1:52 pm EST	MAXIMUS INCMMS	Bruce CaswellCEO and President	59,497	—	—	59,497	—
Nov 12, 2018 MForm 4 →	Nov 13, 1:53 pm EST	ESSEX PROPERTY TRUST INCESS	Angela L. KleimanExecutive Vice President & CFO	83	—	—	0	—
Nov 12, 2018 MForm 4 →	Nov 13, 1:57 pm EST	ESSEX PROPERTY TRUST INCESS	John D EudyExecutive Vice President	166	—	—	0	—
Nov 13, 2018 AForm 4 →	Nov 13, 2:03 pm EST	MAXIMUS INCMMS	David FrancisGeneral Counsel	12,643	—	—	12,643	—
Nov 5, 2018 CForm 4 →	Nov 13, 2:06 pm EST	American Resources CorpAREC	Mark C. JensenChief Executive Officer, Director, 10% Owner	1,387,524	—	—	154,169	—	late
Nov 5, 2018 CForm 4 →	Nov 13, 2:16 pm EST	American Resources CorpAREC	Kirk Patrick TaylorChief Financial Officer	437,503	—	—	48,612	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 2:22 pm EST	KROGER COKR	Jorge P MontoyaDirector	13,000	—	—	0	—
Nov 8, 2018 AForm 4 →	Nov 13, 2:32 pm EST	Simply Good Foods CoSMPL	Timothy Richard KraftGen. Counsel & Corp. Secretary	26,907	—	—	26,907	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 2:40 pm EST	ULTRA PETROLEUM CORPUPL	David W HoneyfieldChief Financial Officer	613,584	—	—	409,056	—
Nov 12, 2018 AForm 4 →	Nov 13, 2:43 pm EST	ULTRA PETROLEUM CORPUPL	Andrew C KiddSee Remarks	450,000	—	—	300,000	—
Jun 30, 2017 AJForm 4 →	Nov 13, 2018, 2:51 pm EST	ProtoKinetix, Inc.PKTX	Edward P. McDonoughDirector	2,000,000	—	—	0	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 2:52 pm EST	ProtoKinetix, Inc.PKTX	Michael Richard GuzzettaCFO	4,000,000	—	—	4,000,000	—
Nov 9, 2018 AForm 4 →	Nov 13, 2:54 pm EST	ProtoKinetix, Inc.PKTX	Clarence Edward SmithPresident & CEO, Director, 10% Owner	5,000,000	—	—	5,000,000	—
Nov 9, 2018 AForm 4 →	Nov 13, 2:56 pm EST	ProtoKinetix, Inc.PKTX	Lachlan Grant Young10% Owner	5,000,000	—	—	5,000,000	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:00 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R SeelbachOther	545	—	—	10,497	—	late
Nov 12, 2018 MForm 4 →	Nov 13, 3:02 pm EST	KROGER COKR	Mary Ellen AdcockGroup Vice President	1,850	—	—	0	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:04 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	John C Butler Jr.Other	1,127	—	—	7,839	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:05 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M RankinOther	1,331	—	—	9,000	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:05 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007Other	307	—	—	1,860	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:06 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Mary M RankinOther	307	—	—	1,860	—	late
Nov 10, 2018 MForm 4 →	Nov 13, 3:06 pm EST	Transocean Ltd.RIG	Brady K LongEVP & General Counsel	17,834	—	—	0	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:07 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margaret Pollard RankinOther	307	—	—	761	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:08 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for Margaret Pollard RankinOther	307	—	—	761	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:09 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lynne T RankinOther	1,945	—	—	9,562	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:10 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T RankinOther	1,945	—	—	9,562	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:12 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for James T. Rankin, Jr.Other	307	—	—	569	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:13 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elizabeth B RankinOther	1,331	—	—	9,000	—	late
Nov 5, 2018 CForm 4 →	Nov 13, 3:14 pm EST	American Resources CorpAREC	Tarlis ThompsonChief Operating Officer	44,056	—	—	4,895	—	late
Nov 12, 2018 AForm 4 →	Nov 13, 3:15 pm EST	MAXIMUS INCMMS	Mark AndrekovichChief of Human Capital	12,643	—	—	12,643	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:16 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther	1,020	—	—	25,099	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:21 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Bruce T RankinOther	1,020	—	—	25,099	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:23 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	1,430	—	—	25,099	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:24 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T. Rankin Jr.Other	307	—	—	569	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:25 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	1,430	—	—	25,099	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:26 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	William A RankinOther	307	—	—	1,712	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:26 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007Other	307	—	—	1,712	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:27 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R WilliamsOther	1,127	—	—	8,570	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:28 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David B WilliamsOther	1,127	—	—	8,570	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:29 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Charles WilliamsOther	205	—	—	9,945	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:30 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Helen Charles Williams 2004 TrustOther	205	—	—	9,945	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:31 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 TrustOther	205	—	—	8,570	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:32 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margo J.V. WilliamsOther	205	—	—	8,570	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:33 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Rankin ButlerOther	1,127	—	—	7,839	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:34 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin B ButlerOther	205	—	—	8,572	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:34 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other	205	—	—	8,572	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 3:35 pm EST	HEXCEL CORP /DE/HXL	Joel S BeckmanDirector	27	—	—	1,605	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:35 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara Rankin Butler 2002 Trust DTD 11/5/2002Other	205	—	—	8,416	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:36 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R ButlerOther	205	—	—	8,416	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:37 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	1,023	—	—	34,849	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 3:39 pm EST	HEXCEL CORP /DE/HXL	Lynn BrubakerDirector	4	—	—	1,605	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Parker RankinOther	921	—	—	16,134	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 3:41 pm EST	HEXCEL CORP /DE/HXL	Jeffrey C CampbellDirector	27	—	—	1,605	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Evelyn R KuipersOther	205	—	—	712	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	1,023	—	—	34,849	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, GrantorOther	307	—	—	20,426	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:44 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elisabeth M RankinOther	307	—	—	20,426	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:45 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Anne Farnham Rankin Trust 8/15/2012Other	307	—	—	751	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:45 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	A Farnham RankinOther	307	—	—	751	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:46 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	1,024	—	—	20,426	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:48 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	1,024	—	—	20,426	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 3:50 pm EST	HEXCEL CORP /DE/HXL	Cynthia M EgnotovichDirector	27	—	—	1,605	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:51 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Read Rankin IIIOther	307	—	—	669	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:52 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin IIIOther	307	—	—	669	—	late
Nov 8, 2018 MForm 4 →	Nov 13, 3:52 pm EST	COCA COLA COKO	Ahmet Muhtar KentChairman, Director	1,211,400	—	—	0	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:54 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson SeelbachOther	205	—	—	853	—	late
Nov 9, 2018 AForm 4 →	Nov 13, 3:54 pm EST	HEXCEL CORP /DE/HXL	Thomas A GendronDirector	27	—	—	1,605	—
Nov 9, 2018 MForm 4 →	Nov 13, 3:55 pm EST	COMPASS MINERALS INTERNATIONAL INCCMP	Diana TomanSVP, General Counsel	1,825	—	—	0	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:55 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Wilson SeelbachOther	205	—	—	853	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:56 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach TrustOther	68	—	—	475	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:56 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Taplin E SeelbachOther	68	—	—	475	—	late
Nov 8, 2018 GForm 4 →	Nov 13, 3:58 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott SeelbachOther	68	—	—	634	—	late
Nov 9, 2018 MForm 4 →	Nov 13, 3:59 pm EST	COCA COLA COKO	Larry M MarkVice President, Controller	75,538	—	—	0	—
Nov 8, 2018 GForm 4 →	Nov 13, 3:59 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Isabelle SeelbachOther	68	—	—	634	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.