SEC Form 4 · accession 0001127602-18-032820

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas Parker Rankin

Other

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 3:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	414	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	414	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock	Nov 8, 2018	G	158	$0.00	A	349	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	102	$0.00	A	364	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	Nov 8, 2018	G	102	$0.00	A	556	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	Nov 8, 2018	G	205	$0.00	A	16,032	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.
Class A Common Stock	Nov 8, 2018	G	205	$0.00	A	761	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	Nov 8, 2018	G	205	$0.00	A	569	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares
Class A Common Stock	Nov 8, 2018	G	102	$0.00	A	16,134	I	Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1,F2	Nov 9, 2018	P	3	$64.98	A	417	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Nov 9, 2018	P	3	$64.98	A	417	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F1,F2	Nov 9, 2018	P	2	$64.98	A	351	I	Proportionate interest in Rankin Associates VI
Class A Common Stock	holding	—	—		—	8,492	I	By Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	364	I
Class B Common Stock^F3	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	556	I
Class B Common Stock^F3	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	16,032	I
Class B Common Stock^F3	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	761	I
Class B Common Stock^F3	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	569	I
Class B Common Stock^F3	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	16,134	I
Class B Common Stock^F3	—	holding	—	—	—	—	—	Class A Common Stock	8,322	8,322	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
F3N/A