SEC Form 4 · accession 0001127602-18-032827

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 3:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 8, 2018	G	158	$0.00	A	348	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Nov 8, 2018	G	205	$0.00	A	1,414	I	Held by Trust
Class A Common Stock^F2	Nov 8, 2018	G	102	$0.00	A	1,516	I	Held by Trust
Class A Common Stock^F3,F4,F1	Nov 9, 2018	P	2	$64.98	A	350	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	17,987	I	proportionate LP interest in shares held by RA II LP which is held in a trust
Class A Common Stock	holding	—	—		—	3,738	I	Held by Trust fbo Reporting Person

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F5	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	649	I
Class B Common Stock^F2,F5	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	751	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	17,987	17,987	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	3,738	3,738	I

F1held in trust u/a/d 8/12/2012
F2Proportionate interest in shares held by Rankin Associates II
F3Shares purchased pursuant to 10b5-1 plan
F42018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
F5N/A