SEC Form 4 · accession 0001225208-18-015426
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Director
Period of report
Nov 10, 2018
Accepted (ET)
Nov 13, 2018 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3 | Nov 10, 2018 | M | 8,081 | $0.00 | A | 112,748 | D | |
| Common Shares | Nov 10, 2018 | F | 3,269 | $79.57 | D | 109,479 | D | |
| Common Shares | holding | — | — | — | 15,000 | I | by charitable remainder trust | |
| Common Shares | holding | — | — | — | 21,300 | I | By GRAT |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F4 | $0.00 | Nov 10, 2018 | M | 8,081 | D | — | — | Common Shares | 8,081 | 0 | D |
Explanation of responses
- F1Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.
- F2Not Applicable
- F3Due to a clerical error in a Form 4 filed by the reporting person on November 30, 2017, the amount of common shares beneficially owned directly by the reporting person was overstated by 52,650 shares. This Form 4 correctly states the amount of common shares beneficially owned directly by the reporting person.
- F4Date Exercisable: November 10, 2018