SEC Form 4 · accession 0001127602-18-032807

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David B Williams

Other

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 3:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 8, 2018	G	158	$0.00	A	349	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	415	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	414	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	414	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Nov 8, 2018	G	102	$0.00	A	12,160	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Nov 8, 2018	G	205	$0.00	A	7,104	I	proportionate LP interest in shares held by RA II, L.P
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	D	11,955	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	A	9,945	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	D	11,750	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	A	8,570	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2,F1	Nov 9, 2018	P	211	$64.9807	A	90,674	I	Held by trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F2,F3	Nov 9, 2018	P	2	$64.98	A	351	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	418	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	417	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	417	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	5,126	I	Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F1	holding	—	—		—	49,811	I	Spouse's proportionate interests in shares held by Rankin Associates I.
Class A Common Stock^F1	holding	—	—		—	32,369	I	Spouse's proportionate interests in shares held by Rankin Associates IV.
Class A Common Stock	holding	—	—		—	3,162	D
Class A Common Stock	holding	—	—		—	279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F1	holding	—	—		—	2,983	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Class A Common Stock	holding	—	—		—	279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F1	holding	—	—		—	4,357	I	Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	12,160	I
Class B Common Stock^F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	7,104	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	11,955	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	9,945	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	11,750	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	8,570	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	5,972	5,972	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	2,332	2,332	D
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	2,152	2,152	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	326	326	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	3,528	3,528	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2Shares purchased pursuant to 10b5-1 plan
F32018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
F4N/A