SEC Form 4 · accession 0001127602-18-032793

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James T Rankin

Other

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 3:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	414	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	414	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock	Nov 8, 2018	G	158	$0.00	A	349	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	415	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	414	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	414	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	205	$0.00	A	9,870	I	proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock	Nov 8, 2018	G	102	$0.00	A	364	I	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock^F1	Nov 8, 2018	G	102	$0.00	A	556	I	Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F1	Nov 8, 2018	G	102	$0.00	A	1,655	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock^F1	Nov 8, 2018	G	102	$0.00	A	1,507	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	A	1,860	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	A	1,712	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.
Class A Common Stock	Nov 8, 2018	G	205	$0.00	D	9,665	I	proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock^F1	Nov 8, 2018	G	205	$0.00	A	761	I	Minor child?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	Nov 8, 2018	G	205	$0.00	D	9,460	I	proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock	Nov 8, 2018	G	205	$0.00	A	569	I	child's proportionate limited partnership interest in shares held by Rankin Associates II
Class A Common Stock	Nov 8, 2018	G	102	$0.00	A	9,562	I	proportionate limited partnership interests in shares held by RA II LP
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	417	I	Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	417	I	Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares
Class A Common Stock^F2,F3	Nov 9, 2018	P	2	$64.98	A	351	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	418	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	417	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2,F3	Nov 9, 2018	P	3	$64.98	A	417	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	15,853	I	Held by Trust
Class A Common Stock^F1	holding	—	—		—	862	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates II LP
Class A Common Stock^F1	holding	—	—		—	563	I	Shares held by spouse
Class A Common Stock^F1	holding	—	—		—	645	I	co-trustee of trust for the benefit of minor niece
Class A Common Stock^F1	holding	—	—		—	563	I	co-trustee of the trust for the benefit of the minor nephew

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	9,870	I
Class B Common Stock^F4	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	364	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	556	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	1,655	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	1,507	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	1,860	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	1,712	I
Class B Common Stock^F4	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	9,665	I
Class B Common Stock^F1,F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	761	I
Class B Common Stock^F4	—	Nov 8, 2018	G	205	D	—	—	Class A Common Stock	205	9,460	I
Class B Common Stock^F4	—	Nov 8, 2018	G	205	A	—	—	Class A Common Stock	205	569	I
Class B Common Stock^F4	—	Nov 8, 2018	G	102	A	—	—	Class A Common Stock	102	9,562	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	15,683	15,683	D
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	862	862	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F1,F4	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2Shares purchased pursuant to 10b5-1 plan
F32018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
F4N/A