SEC Form 4 · accession 0001127602-18-032817
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara R Butler
Other
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 8, 2018 | G | 224 | $0.00 | A | 414 | I | Proportionate limited partnership interest in shares held by Rankin Associates VI |
| Class A Common Stock | Nov 8, 2018 | G | 205 | $0.00 | A | 8,416 | I | Proportionate limited partnership interests in shares held by Rankin Associates II |
| Class A Common StockF1,F2 | Nov 9, 2018 | P | 3 | $64.98 | A | 417 | I | Proportionate limited partnership interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 279 | I | proportionate partnership interest shares held by AMR Associates LP held in trust | |
| Class A Common Stock | holding | — | — | — | 4,513 | I | Held in Trust for Reporting Person. Father is Custodian. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | Nov 8, 2018 | G | 205 | A | — | — | Class A Common Stock | 205 | 8,416 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 326 | 326 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 3,683 | 3,683 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
- F3N/A