SEC Form 4 · accession 0000045876-18-000147
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeswant Gill
Officer — SVP - Group President Rail
Period of report
Nov 11, 2018
Accepted (ET)
Nov 13, 2018 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2018 | M | 3,175 | $0.00 | A | 6,856 | D | |
| Common Stock | Nov 11, 2018 | F | 1,269 | $27.85 | D | 5,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 11, 2018 | M | 3,175 | D | — | — | Common Stock | 3,175 | 8,853 | D |
Explanation of responses
- F1Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of grant.
- F2On November 11, 2016 the reporting person was granted 9,524 restricted stock units which vested in one-third increments on each of the the first three anniversaries of the date of grant.