SEC Form 4 · accession 0001127602-18-032835
COCA COLA CO · KO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ahmet Muhtar Kent
Officer — Chairman · Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Nov 8, 2018 | M | 1,211,400 | $27.7675 | A | 2,997,615 | D | |
| Common Stock, $.25 Par Value | Nov 8, 2018 | F | 901,922 | $49.18 | D | 2,095,693 | D | |
| Common Stock, $.25 Par ValueF1 | holding | — | — | — | 87,921 | I | By 401(k) Plan | |
| Common Stock, $.25 Par ValueF2 | holding | — | — | — | 129,000 | I | By Trust | |
| Common Stock, $.25 Par ValueF3 | holding | — | — | — | 134,000 | I | By Wife's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $27.7675 | Nov 8, 2018 | M | 1,211,400 | D | — | Feb 17, 2020 | Common Stock, $.25 Par Value | 1,211,400 | 0 | D |
| Hypothetical SharesF7,F5,F6 | $0.00 | holding | — | — | — | — | — | Common Stock, $.25 Par Value | 75,307 | 75,307 | I |
Explanation of responses
- F1Shares credited to my account under The Coca-Cola Company 401(k) Plan, as of November 8, 2018.
- F2These shares are held in trust for the benefit of the reporting person's wife and children. An independent trust company is trustee of the trust. The filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F3These shares are held in trust for the benefit of the reporting person and his children. An independent trust company is trustee of the trust.
- F4Option (with tax withholding right) granted on February 18, 2010 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
- F5Each hypothetical share is equal to one share of Common Stock of The Coca-Cola Company.
- F6There is no data applicable with respect to the hypothetical shares.
- F7As of November 8, 2018.