SEC Form 4 · accession 0001127602-18-032801

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alfred M Et Al Rankin

Officer — Chairman · Director

Period of report

Nov 8, 2018

Accepted (ET)

Nov 13, 2018 · 3:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 8, 2018	G	223	$0.00	A	414	I	Spouse's proportionate interest in shares held by RA VI
Class A Common Stock	Nov 8, 2018	G	224	$0.00	A	415	I	Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock	Nov 8, 2018	G	410	$0.00	D	541	I	Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	Nov 8, 2018	G	7,391	$0.00	D	0	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA6
Class A Common Stock^F1	Nov 8, 2018	G	1,020	$0.00	D	25,099	I	proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F2,F3	Nov 9, 2018	P	141	$64.9807	A	7,070	I	Serves as trustee of trust for the benefit of Clara Rankin
Class A Common Stock^F2	Nov 9, 2018	P	281	$64.9807	A	113,953	I	Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock^F2,F1	Nov 9, 2018	P	563	$64.9807	A	49,286	I	spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common Stock^F2,F1	Nov 9, 2018	P	422	$64.9807	A	21,230	I	Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common Stock^F2,F4	Nov 9, 2018	P	487	$64.98	A	113,194	I	Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock^F2,F4	Nov 9, 2018	P	1	$64.98	A	229	I	Represents the proportionate interest in shares held by RA5
Class A Common Stock^F2,F4	Nov 9, 2018	P	94	$64.98	A	18,479	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock^F2,F4	Nov 9, 2018	P	94	$64.98	A	18,479	I	Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock^F2,F4	Nov 9, 2018	P	1	$64.98	A	192	I	Represents the proportionate interest in shares held by RAVI
Class A Common Stock^F2,F4	Nov 9, 2018	P	3	$64.98	A	417	I	Spouse's proportionate interest in shares held by RA VI
Class A Common Stock^F2,F4	Nov 9, 2018	P	3	$64.98	A	418	I	Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	175,278	I	Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock	holding	—	—		—	14,752	I	Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock	holding	—	—		—	10,271	I	proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock	holding	—	—		—	19	I	proportionate general partnership interest shares held by RAIV
Class A Common Stock	holding	—	—		—	1,087	I	Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock	holding	—	—		—	1,975	I	proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock	holding	—	—		—	58	I	Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock	holding	—	—		—	65	I	Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock^F1	holding	—	—		—	18,625	I	Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common Stock^F1	holding	—	—		—	42,666	I	proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common Stock^F1	holding	—	—		—	46,182	I	Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stock^F1	holding	—	—		—	9,600	I	Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F5	—	Nov 8, 2018	G	410	D	—	—	Class A Common Stock	410	541	I
Class B Common Stock^F1,F5	—	Nov 8, 2018	G	1,020	D	—	—	Class A Common Stock	1,020	25,099	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	204,146	204,146	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	14,160	14,160	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	17,556	17,556	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	18,373	18,373	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	31	31	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	1,721	1,721	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	1,975	1,975	I
Class B Common Stock^F1,F5	—	holding	—	—	—	—	—	Class A Common Stock	18,625	18,625	I
Class B Common Stock^F1,F5	—	holding	—	—	—	—	—	Class A Common Stock	76,330	76,330	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	73,166	73,166	I
Class B Common Stock^F1,F5	—	holding	—	—	—	—	—	Class A Common Stock	747	747	I
Class B Common Stock^F1,F5	—	holding	—	—	—	—	—	Class A Common Stock	9,600	9,600	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F5	—	holding	—	—	—	—	—	Class A Common Stock	6,889	6,889	I
Class B Common Stock^F1,F5	—	holding	—	—	—	—	—	Class A Common Stock	21,006	21,006	I

Explanation of responses

F1Reporting Person disclaims beneficial ownership of all such shares.
F2Shares purchased pursuant to 10b5-1 plan
F3Reporting person serves as Trust for Clara L.T. Rankin Trust
F42018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
F5N/A