SEC Form 4 · accession 0001227654-18-000209
COMPASS MINERALS INTERNATIONAL INC · CMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diana Toman
Officer — SVP, General Counsel
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | M | 1,825 | $0.00 | A | 1,825 | D | |
| Common StockF1 | holding | — | — | — | 87 | I | Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Nov 9, 2018 | M | 1,825 | D | Nov 9, 2018 | Nov 9, 2018 | Common Stock | 1,825 | 0 | D |
Explanation of responses
- F1The reported number is based on a 401(k) plan statement dated as of November 9, 2018.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.