SEC Form 4 · accession 0001682735-18-000003
BeOne Medicines Ltd. · ONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy C. Peterson
Officer — CMO, Immuno-oncology
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| American Depositary SharesF1,F2 | Nov 8, 2018 | M | 14,711 | $29.10 | A | 14,711 | D | |
| American Depositary SharesF1,F4 | Nov 8, 2018 | S | 466 | $122.8565 | D | 14,245 | D | |
| American Depositary SharesF1,F5 | Nov 8, 2018 | S | 2,423 | $124.4759 | D | 11,822 | D | |
| American Depositary SharesF1,F6 | Nov 8, 2018 | S | 3,949 | $126.0773 | D | 7,873 | D | |
| American Depositary SharesF1,F7 | Nov 8, 2018 | S | 7,673 | $126.7197 | D | 200 | D | |
| American Depositary SharesF1,F8 | Nov 8, 2018 | S | 200 | $127.6075 | D | 0 | D | |
| American Depositary SharesF1,F2 | Nov 9, 2018 | M | 13,222 | $29.10 | A | 13,222 | D | |
| American Depositary SharesF1,F9 | Nov 9, 2018 | S | 4,031 | $118.635 | D | 9,191 | D | |
| American Depositary SharesF1,F10 | Nov 9, 2018 | S | 1,725 | $119.2694 | D | 7,466 | D | |
| American Depositary SharesF1,F11 | Nov 9, 2018 | S | 2,100 | $120.631 | D | 5,366 | D | |
| American Depositary SharesF1,F12 | Nov 9, 2018 | S | 2,898 | $121.7059 | D | 2,468 | D | |
| American Depositary SharesF1,F13 | Nov 9, 2018 | S | 2,046 | $122.5478 | D | 422 | D | |
| American Depositary SharesF1,F14 | Nov 9, 2018 | S | 322 | $123.7476 | D | 100 | D | |
| American Depositary SharesF1,F15 | Nov 9, 2018 | S | 100 | $125.97 | D | 0 | D | |
| American Depositary SharesF1,F2 | Nov 12, 2018 | M | 12,067 | $29.10 | A | 12,067 | D | |
| American Depositary SharesF1,F16 | Nov 12, 2018 | S | 2,958 | $111.1013 | D | 9,109 | D | |
| American Depositary SharesF1,F17 | Nov 12, 2018 | S | 4,000 | $112.1801 | D | 5,109 | D | |
| American Depositary SharesF1,F18 | Nov 12, 2018 | S | 2,527 | $113.0322 | D | 2,582 | D | |
| American Depositary SharesF1,F19 | Nov 12, 2018 | S | 1,173 | $113.9216 | D | 1,409 | D | |
| American Depositary SharesF1,F20 | Nov 12, 2018 | S | 700 | $114.96 | D | 709 | D | |
| American Depositary SharesF1,F21 | Nov 12, 2018 | S | 500 | $116.5623 | D | 209 | D | |
| American Depositary SharesF1,F22 | Nov 12, 2018 | S | 109 | $117.6106 | D | 100 | D | |
| American Depositary SharesF1,F23 | Nov 12, 2018 | S | 100 | $121.56 | D | 0 | D | |
| Ordinary Shares | holding | — | — | — | 194,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (Right to Buy)F24,F25 | $2.24 | Nov 8, 2018 | M | 191,243 | D | — | Aug 21, 2026 | Ordinary Shares | 191,243 | 1,408,757 | D |
| Share Option (Right to Buy)F24,F25 | $2.24 | Nov 9, 2018 | M | 171,886 | D | — | Aug 21, 2026 | Ordinary Shares | 171,886 | 1,236,871 | D |
| Share Option (Right to Buy)F24,F25 | $2.24 | Nov 12, 2018 | M | 156,871 | D | — | Aug 21, 2026 | Ordinary Shares | 156,871 | 1,080,000 | D |
Explanation of responses
- F1Each American Depositary Share represents 13 Ordinary Shares.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.01 to $120.0099, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.14 to $121.1399, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.18 to $122.1799, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.21 to $123.2099, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.50 to $124.4999, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.97 to $126.9699, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F16The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.50 to $111.4999, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F17The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.61 to $112.6099, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
- F18The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.61 to $113.6099, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F19The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.63 to $114.6299, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F2The exercise price is represented in American Depositary Shares.
- F20The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.63 to $115.6299, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F21The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.82 to $116.8199, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F22The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.84 to $117.8399, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F23The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.56 to $122.5599, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F24The number of securities underlying each option and the exercise price therefor are represented in ordinary shares.
- F25These securities vest over a four-year period as follows: 25% on the first anniversary of August 22, 2016 with the remaining shares vesting in 36 equal successive monthly installments thereafter, subject to continued service. All unvested shares subject to this option are subject to accelerated vesting upon certain termination events.
- F3The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.34 to $123.3399, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.18 to $125.1799, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.45 to $126.4499, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.4616 to $127.4615, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.50 to $128.4999, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.01 to $119.0099, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.