SEC Form 4 · accession 0001127602-18-032688
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joey Wat
Officer — Chief Executive Officer · Director
Period of report
Nov 11, 2018
Accepted (ET)
Nov 13, 2018 · 6:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2018 | M | 9,360 | $36.50 | A | 41,757 | D | |
| Common Stock | Nov 11, 2018 | F | 1,389 | $36.50 | D | 40,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | Nov 11, 2018 | M | 9,360 | D | — | — | Common Stock | 9,360 | 9,361 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.
- F3This grant does not have an expiration date.