SEC Form 4 · accession 0001161697-18-000538
USBC, Inc. · USBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Pepper
Director
Period of report
Oct 31, 2018
Accepted (ET)
Nov 13, 2018 · 8:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001074828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 238,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $3.03 | Oct 31, 2018 | A | 50,000 | A | Oct 31, 2018 | Oct 31, 2023 | Common Stock | 50,000 | 50,000 | D |