SEC Form 4 · accession 0001179110-18-012748
TRIUMPH GROUP INC · TGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F McCabe Jr.
Officer — SVP & CFO
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 10:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | M | 1,052 | $0.00 | A | 3,572 | D | |
| Common Stock | Nov 9, 2018 | F | 299 | $21.89 | D | 3,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 9, 2018 | M | 1,052 | D | — | — | Common Stock | 1,052 | 1,052 | D |
Explanation of responses
- F1This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying stock.
- F2Each restricted stock unit represents the right to receive one share of the Registrant's common stock.
- F3Forfeiture restrictions will lapse on the remaining restricted stock units on November 9, 2019, subject to the terms set forth in the Company's Amended and Restated 2013 Equity and Cash Incentive Plan.