SEC Form 4 · accession 0001120437-18-000117
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leroy T Carlson Jr.
Officer — President and CEO · Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F4 | Mar 28, 2018 | G | 500 | — | D | 103,395 | D | |
| Common SharesF2,F4 | Apr 13, 2018 | G | 13,300 | — | D | 90,095 | D | |
| Common SharesF2,F4 | Jul 10, 2018 | G | 7,000 | — | D | 83,095 | D | |
| Common SharesF2,F4 | Aug 10, 2018 | G | 2,000 | — | D | 81,095 | D | |
| Common SharesF2,F4 | Aug 17, 2018 | G | 4,000 | — | D | 77,095 | D | |
| Common SharesF2,F4 | Oct 4, 2018 | G | 2,000 | — | D | 75,095 | D | |
| Common SharesF2,F4 | Oct 17, 2018 | G | 3,000 | — | D | 72,095 | D | |
| Common SharesF2,F4 | Nov 2, 2018 | G | 2,000 | — | D | 70,095 | D | |
| Common SharesF4 | Nov 9, 2018 | M | 244,000 | $26.95 | A | 314,095 | D | |
| Common SharesF4 | Nov 9, 2018 | F | 211,705 | $35.35 | D | 102,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F3 | $26.95 | Nov 9, 2018 | M | 244,000 | D | — | May 20, 2019 | Common Shares | 244,000 | 0 | D |
Explanation of responses
- F1Shares withheld to pay for exercise price (186,020) and taxes (25,685)
- F2By gift
- F3Currently exercisable
- F4Includes 3,768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.