SEC Form 4 · accession 0001127602-18-032826
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Nov 8, 2018
Accepted (ET)
Nov 13, 2018 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 8, 2018 | G | 158 | $0.00 | A | 348 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1 | Nov 8, 2018 | G | 307 | $0.00 | A | 1,516 | D | |
| Class A Common StockF2,F3 | Nov 9, 2018 | P | 2 | $64.98 | A | 350 | I | Proportionate interest in shares held by Rankin Associates VI |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F4 | — | Nov 8, 2018 | G | 307 | A | — | — | Class A Common Stock | 307 | 751 | D |
Explanation of responses
- F1Proportionate interest in shares held by Rankin Associates II
- F2Shares purchased pursuant to 10b5-1 plan
- F32018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
- F4N/A