SEC Form 4 · accession 0001498290-18-000011
EDGEWATER TECHNOLOGY INC/DE/ · EDGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick D. DiSanto
Director · 10% Owner
Period of report
Nov 1, 2018
Accepted (ET)
Nov 13, 2018 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017968
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $6.45 | Nov 1, 2018 | D | 20,000 | D | Feb 16, 2017 | Feb 16, 2022 | Common Stock | 20,000 | 0 | D |
| Stock OptionF1 | $6.99 | Nov 1, 2018 | D | 5,400 | D | Jun 14, 2017 | Jun 14, 2022 | Common Stock | 5,400 | 0 | D |
Explanation of responses
- F1These stock options were assumed by New Alithya in the Merger and each share of Common Stock of the Company subject to the option was converted into the option to purchase 1.1918 common shares in the capital of New Alithya for an exercise price equal to the listed exercise price per share, divided by 1.1918, with the same terms and conditions as the original Company stock options.