SEC Form 4 · accession 0001567619-18-005756
ProtoKinetix, Inc. · PKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward P. McDonough
Director
Period of report
Nov 9, 2018
Accepted (ET)
Nov 13, 2018 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128189
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.09 | Nov 9, 2018 | A | 1,000,000 | A | — | Nov 8, 2023 | Common Stock | 1,000,000 | 1,000,000 | D |
| Stock Option | $0.10 | Jun 30, 2017 | J | 1,000,000 | D | Dec 31, 2015 | Jun 30, 2017 | Common Stock | 1,000,000 | 0 | D |
| Stock OptionF3 | $0.06 | holding | — | — | — | — | Aug 31, 2021 | Common Stock | 1,000,000 | 1,000,000 | D |
| Stock OptionF4 | $0.05 | holding | — | — | — | — | Dec 31, 2020 | Common Stock | 1,000,000 | 1,000,000 | D |
| Stock OptionF5 | $0.08 | holding | — | — | — | — | Dec 31, 2019 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F1Options issued pursuant to the Company's Amended 2017 Stock Option and Stock Bonus Plan. 250,000 shares of common stock vest on March 31, 2019; thereafter 250,000 shares vest every three months.
- F2Expiration of options with no value received.
- F3Options issued pursuant to the Company's 2017 Stock Option and Stock Bonus Plan. 250,000 shares of common stock vested on December 31, 2017; thereafter 250,000 shares vested every three months.
- F4Options issued pursuant to the Company's 2017 Stock Option and Stock Bonus Plan. 250,000 shares of common stock vested on March 31, 2017; thereafter 250,000 shares vested every three months.
- F5Options issued pursuant to the Company's 2015 Stock Option and Stock Bonus Plan. 250,000 shares of common stock vested on March 31, 2016; thereafter 250,000 shares vested every three months.