SEC Form 4/A · accession 0001209191-18-058148
E.W. SCRIPPS Co · SSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William Appleton
Officer — EVP and General Counsel
Period of report
Mar 10, 2014
Accepted (ET)
Nov 13, 2018 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $.01 par value per share | Mar 10, 2014 | C | 10,000 | $18.32 | A | 94,755 | D | |
| Class A Common Shares, $.01 par value per share | Mar 10, 2014 | F | 2,850 | $18.32 | D | 91,905 | D | |
| Class A Common Shares, $.01 par value per share | Mar 10, 2014 | C | 7,927 | $18.32 | A | 99,832 | D | |
| Class A Common Shares, $.01 par value per share | Mar 10, 2014 | F | 2,260 | $18.32 | D | 97,572 | D | |
| Class A Common Shares, $.01 par value per share | Mar 10, 2014 | C | 8,144 | $18.32 | A | 105,716 | D | |
| Class A Common Shares, $.01 par value per shareF3 | Mar 10, 2014 | F | 2,322 | $18.32 | D | 103,394 | D | |
| Class A Common Shares, $.01 par value per share | Mar 10, 2014 | C | 4,662 | $18.32 | A | 108,056 | D | |
| Class A Common Shares, $.01 par value per shareF3 | Mar 10, 2014 | F | 1,329 | $18.32 | D | 106,727 | D | |
| Common Voting Shares, $.01 par value per share | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 10, 2014 | C | 10,000 | D | Mar 9, 2011 | Mar 9, 2014 | Restricted Stock Units | 10,000 | 0 | D |
| Restricted Stock UnitsF1 | — | Mar 10, 2014 | C | 7,927 | D | Mar 11, 2012 | Mar 11, 2015 | Restricted Stock Units | 15,856 | 7,929 | D |
| Restricted Stock UnitsF1 | — | Mar 10, 2014 | C | 8,144 | D | Mar 15, 2013 | Mar 15, 2016 | Restricted Stock Units | 24,431 | 16,287 | D |
| Restricted Stock UnitsF1 | — | Mar 10, 2014 | C | 4,662 | D | Mar 9, 2014 | Mar 9, 2017 | Restricted Stock Units | 26,642 | 21,980 | D |
| Restricted Stock UnitsF4 | — | Mar 10, 2014 | J | 7,993 | D | Mar 9, 2014 | Mar 9, 2017 | Restricted Stock Units | 26,642 | 13,987 | D |
Explanation of responses
- F1This transaction reflects the conversion of restricted stock units into Class A Common Shares.
- F2The terms of this long-term incentive award mandate that the Company withhold shares to satisfy the reporting person's tax obligation.
- F3A clerical error occurred when calculating the reporting person's tax liability on March 10, 2014.
- F4Thirty percent of the units awarded in 2013 were contingent on performance measures. Because the company did not meet these measures, the subject units did not vest and were forfeited under terms of the award.