Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 5, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

129 filings · trading day Oct 5, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 15, 2018 CPForm 4 →	Oct 4, 6:02 pm EDT	theMaven, Inc.MVEN	Mark E Strome +110% Owner	5,601	$1,000,000.00	$2,000,000,000	5,600	—	late
Jun 16, 2017 ACForm 4 →	Oct 4, 2018, 5:10 pm EDT	Blink Charging Co.BLNK	Ira FeintuchChief Operating Officer	1,018,442	$34.34	$570,000	9,600	—	late
Oct 2, 2018 CMForm 4 →	Oct 4, 8:21 pm EDT	ROKU, INCROKU	Scott A. RosenbergGM, Sr VP Platform Busines	75,000	$5.70	$427,320	0	—
Oct 4, 2018 MForm 4 →	Oct 5, 12:59 pm EDT	RESOURCES CONNECTION INCRECN	Anthony CherbakDirector	20,000	$18.59	$371,800	31,750	—
Sep 27, 2018 AForm 4 →	Oct 4, 7:24 pm EDT	PEDEVCO CORPPED	John J ScelfoDirector	120,000	$2.19	$262,800	120,000	—	late
Oct 2, 2018 AForm 4 →	Oct 4, 6:25 pm EDT	FLUOR CORPFLR	Peter J FluorDirector	795	$60.25	$47,892	228,851	—
Sep 18, 2018 JForm 4 →	Oct 4, 5:09 pm EDT	BALL CorpBLL	John A HayesCHAIRMAN, PRESIDENT & C.E.O., Director	943	$44.92	$42,380	432,394	—	late
Oct 1, 2018 AForm 4 →	Oct 4, 4:26 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Ralph AlvarezDirector	515	$72.76	$37,471	12,560	—	late
Oct 2, 2018 AForm 4 →	Oct 4, 4:29 pm EDT	MACK CALI REALTY CORPCLI	Vincent TeseDirector	1,484	$20.13	$29,872	49,849	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:27 pm EDT	MACK CALI REALTY CORPCLI	Nathan GantcherDirector	1,413	$20.13	$28,447	42,656	—
Oct 2, 2018 AForm 4 →	Oct 4, 6:45 pm EDT	IRON MOUNTAIN INCIRM	Clark H BaileyDirector	704	$34.19	$24,085	41,698	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:28 pm EDT	MACK CALI REALTY CORPCLI	David S MackDirector	1,136	$20.13	$22,866	33,407	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:28 pm EDT	MACK CALI REALTY CORPCLI	Irvin D ReidDirector	1,127	$20.13	$22,691	32,527	—
Oct 1, 2018 AForm 4 →	Oct 4, 4:26 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Irene Chang BrittDirector	309	$72.76	$22,483	7,415	—	late
Sep 18, 2018 JForm 4 →	Oct 4, 5:09 pm EDT	BALL CorpBLL	Scott C MorrisonSR. V.P. and C.F.O.	497	$44.92	$22,312	223,619	—	late
Oct 3, 2018 AForm 4 →	Oct 4, 4:44 pm EDT	Woodward, Inc.WWD	Ronald M SegaDirector	274	$80.21	$22,000	3,784	—
Oct 2, 2018 AForm 4 →	Oct 4, 6:47 pm EDT	IRON MOUNTAIN INCIRM	Alfred J VerrecchiaDirector	631	$34.19	$21,562	37,332	—
Oct 2, 2018 AForm 4 →	Oct 4, 6:47 pm EDT	IRON MOUNTAIN INCIRM	Ted R AntenucciDirector	613	$34.19	$20,959	36,288	—
Oct 1, 2018 AForm 4 →	Oct 4, 4:30 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Carl SparksDirector	275	$72.76	$20,009	7,680	—	late
Oct 1, 2018 AForm 4 →	Oct 4, 4:27 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Anthony DinoviDirector	266	$72.76	$19,354	8,315	—	late
Oct 1, 2018 AForm 4 →	Oct 4, 4:28 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Mark E NunnellyDirector	266	$72.76	$19,354	2,231	—	late
Sep 18, 2018 JForm 4 →	Oct 4, 5:09 pm EDT	BALL CorpBLL	Lisa Ann PauleySR VP, HR & Administration	370	$44.92	$16,612	172,488	—	late
Oct 2, 2018 AForm 4 →	Oct 4, 6:46 pm EDT	IRON MOUNTAIN INCIRM	Kris HalvorsenDirector	403	$34.19	$13,788	23,873	—
Oct 3, 2018 AForm 4 →	Oct 4, 5:20 pm EDT	BRYN MAWR BANK CORPBMTC	Scott Mahaley JenkinsDirector	300	$45.60	$13,681	20,466	—
Sep 18, 2018 JForm 4 →	Oct 4, 5:08 pm EDT	BALL CorpBLL	Charles E BakerVP,GEN COUNSEL & CORP SEC	292	$44.92	$13,129	131,579	—	late amended
Oct 2, 2018 AForm 4 →	Oct 4, 4:28 pm EDT	MACK CALI REALTY CORPCLI	Alan G PhilibosianDirector	638	$20.13	$12,835	23,785	—
Sep 18, 2018 JForm 4 →	Oct 4, 5:08 pm EDT	BALL CorpBLL	Theodore M SolsoDirector	283	$44.92	$12,732	130,395	—	late
Sep 18, 2018 JForm 4 →	Oct 4, 5:08 pm EDT	BALL CorpBLL	Stuart A Taylor IIDirector	232	$44.92	$10,427	104,500	—	late
Sep 18, 2018 JForm 4 →	Oct 4, 5:09 pm EDT	BALL CorpBLL	Georgia R NelsonDirector	156	$44.92	$6,986	70,016	—	late
Oct 3, 2018 AForm 4 →	Oct 4, 5:08 pm EDT	BRYN MAWR BANK CORPBMTC	Michael Joseph ClementDirector	142	$45.60	$6,475	3,190	—
Sep 18, 2018 JForm 4 →	Oct 4, 5:09 pm EDT	BALL CorpBLL	Robert W AlspaughDirector	138	$44.92	$6,186	62,714	—	late
Sep 18, 2018 JForm 4 →	Oct 4, 5:08 pm EDT	BALL CorpBLL	James N PetersonSVP & COO Global MF & HHP Pkg	114	$44.92	$5,136	51,473	—	late
Oct 2, 2018 AForm 4 →	Oct 4, 4:27 pm EDT	MACK CALI REALTY CORPCLI	William L MackDirector	195	$20.13	$3,931	19,849	—
Sep 18, 2018 JForm 4 →	Oct 4, 5:08 pm EDT	BALL CorpBLL	Robert D StrainSr. VP BallCorp & Pres. BATC	85	$44.92	$3,803	38,111	—	late
Sep 18, 2018 JForm 4 →	Oct 4, 5:08 pm EDT	BALL CorpBLL	Jeff A KnobelVice President & Treasurer	80	$44.92	$3,598	36,059	—	late
Oct 2, 2018 AForm 4 →	Oct 4, 6:21 pm EDT	FLUOR CORPFLR	Peter K BarkerDirector	59	$60.25	$3,533	16,886	—
Oct 3, 2018 AForm 4 →	Oct 4, 5:44 pm EDT	KANSAS CITY SOUTHERNKSU	Robert J DrutenDirector	24	$113.50	$2,725	234	—
Oct 2, 2018 AForm 4 →	Oct 4, 6:23 pm EDT	FLUOR CORPFLR	Rosemary T BerkeryDirector	38	$60.25	$2,300	10,992	—
Oct 2, 2018 AForm 4 →	Oct 4, 6:27 pm EDT	FLUOR CORPFLR	Armando J OliveraDirector	34	$60.25	$2,063	9,858	—
Oct 2, 2018 AForm 4 →	Oct 4, 6:28 pm EDT	FLUOR CORPFLR	Nader Hamad SultanDirector	29	$60.25	$1,723	8,250	—
Oct 3, 2018 AForm 4 →	Oct 4, 5:23 pm EDT	BRYN MAWR BANK CORPBMTC	A John May IIIDirector	36	$45.60	$1,642	907	—
Oct 2, 2018 AForm 4 →	Oct 4, 6:22 pm EDT	FLUOR CORPFLR	Alan M BennettDirector	25	$60.25	$1,507	7,202	—
Oct 2, 2018 MForm 4 →	Oct 4, 5:05 pm EDT	TRUPANION, INC.TRUP	Margaret ToothChief Marketing Officer	150	$4.80	$720	8,700	—
Sep 18, 2018 JForm 4 →	Oct 4, 5:08 pm EDT	BALL CorpBLL	Daniel William FisherSr VP & COO Global Bev Pkg	15	$44.92	$663	6,650	—	late
Sep 18, 2018 JForm 4 →	Oct 4, 5:10 pm EDT	BALL CorpBLL	Michael J CaveDirector	14	$44.92	$615	6,166	—	late
Sep 18, 2018 JForm 4 →	Oct 4, 5:10 pm EDT	BALL CorpBLL	Daniel J HeinrichDirector	8	$44.92	$337	3,382	—	late
Oct 3, 2018 AForm 4 →	Oct 4, 5:52 pm EDT	KANSAS CITY SOUTHERNKSU	Janet H KennedyDirector	3	$113.50	$315	6	—
Sep 18, 2018 JForm 4 →	Oct 4, 5:06 pm EDT	BALL CorpBLL	Cathy D RossDirector	3	$44.92	$132	1,901	—	late
Oct 3, 2018 MForm 4 →	Oct 4, 4:02 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	3,000	—	—	88,252	—
Oct 3, 2018 MForm 4 →	Oct 4, 4:05 pm EDT	ASPEN GROUP, INC.ASPU	C James JensenDirector	20,834	—	—	0	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:05 pm EDT	ZOGENIX, INC.ZGNX	Erle T MastDirector	1,468	—	—	0	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:06 pm EDT	ADT Inc.ADT	Jochen KoedijkSVP & Chief Marketing Officer	1,092	—	—	273,878	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:08 pm EDT	ADT Inc.ADT	Pelham Gray FinneySVP, Chief Legal Off. & Sec.	65	—	—	16,265	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:10 pm EDT	ADT Inc.ADT	Jay DarflerSVP, Emerging Growth Markets	65	—	—	16,265	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:12 pm EDT	ADT Inc.ADT	Zachary SusilVP, Controller	36	—	—	9,035	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:14 pm EDT	ADT Inc.ADT	Amelia PulliamSVP, Chief Human Resources Off	51	—	—	12,651	—
Oct 1, 2018 AForm 4 →	Oct 4, 4:16 pm EDT	frontdoor, inc.FTDR	Rexford TibbensPresident & CEO, Director	184,134	—	—	87,122	—	late
Oct 4, 2018 MForm 4 →	Oct 4, 4:16 pm EDT	Quotient LtdQTNT	Heino von ProndzynskiDirector	8,288	—	—	16,574	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:16 pm EDT	MeiraGTx Holdings plcMGTX	Katherine BreedisChief Financial Officer	40,000	—	—	40,000	—
Oct 3, 2018 MForm 4 →	Oct 4, 4:17 pm EDT	RESMED INCRMD	David PendarvisChief Administrative Officer	2,810	—	—	2,810	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:18 pm EDT	ADT Inc.ADT	Andrew AfrickDirector	57	—	—	14,138	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:19 pm EDT	ADT Inc.ADT	Donald M. YoungSVP & Chief Info Off.	86	—	—	21,686	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:19 pm EDT	ADT Inc.ADT	James David DeVriesPresident	317	—	—	79,520	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:20 pm EDT	ADT Inc.ADT	Robert M DaleSVP, National Account Sales	65	—	—	16,265	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:20 pm EDT	ADT Inc.ADT	Timothy J. WhallCEO & Director, Director	649	—	—	162,656	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:21 pm EDT	ADT Inc.ADT	Matthew E WinterDirector	57	—	—	14,138	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:21 pm EDT	ADT Inc.ADT	Jeffrey LikosarEVP & Chief Financial Officer	144	—	—	36,145	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:21 pm EDT	bluebird bio, Inc.BLUE	David DavidsonChief Medical Officer	5,000	—	—	31,951	—
Oct 3, 2018 MForm 4 →	Oct 4, 4:23 pm EDT	MAXLINEAR INCMXL	James LougheedSee Remarks	785	—	—	4,544	—
Oct 1, 2018 AForm 4/A →	Oct 4, 4:28 pm EDT	ROCKWELL AUTOMATION INCROK	Keith D NosbuschDirector	16,892	—	—	16,892	—
Oct 3, 2018 AForm 4 →	Oct 4, 4:32 pm EDT	Madison Square Garden CoMSG	James Lawrence Dolan +1Executive Chairman, Director	452,849	—	—	1,421	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:32 pm EDT	ADT Inc.ADT	Daniel BresinghamEVP, Chief Admin. Officer	86	—	—	21,686	—
Oct 2, 2018 AForm 4 →	Oct 4, 4:32 pm EDT	ADT Inc.ADT	Jamie Elizabeth HaenggiSVP, Chief Customer Officer	86	—	—	21,686	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:39 pm EDT	HOLOGIC INCHOLX	Christiana StamoulisDirector	30,967	—	—	0	—
Oct 3, 2018 MForm 4 →	Oct 4, 4:42 pm EDT	CUMMINS INCCMI	Jill E CookChief Human Resources Officer	4,360	—	—	0	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:47 pm EDT	OPIANT PHARMACEUTICALS, INC.OPNT	Roger CrystalChief Executive Officer, Director, 10% Owner	50,000	—	—	450,000	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:51 pm EDT	Vivint Solar, Inc.VSLR	L. Chance AllredChief Sales Officer	3,489	—	—	72,116	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:53 pm EDT	OPIANT PHARMACEUTICALS, INC.OPNT	Phil SkolnickChief Scientific Officer	10,000	—	—	190,000	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:54 pm EDT	CalAmp Corp.CAMP	Michael J BurdiekPresident & CEO, Director	6,000	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 4, 4:54 pm EDT	frontdoor, inc.FTDR	Brian K TurcotteSr. VP & CFO	63,017	—	—	11,150	—	late amended
Oct 2, 2018 MForm 4 →	Oct 4, 4:55 pm EDT	Q2 Holdings, Inc.QTWO	William M FurrerChief Strategy Officer	10,062	—	—	12,938	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:56 pm EDT	BRISTOL MYERS SQUIBB COBMY	Paul BiondiSVP, Head of Strategy & BD	592	—	—	1,776	—
Oct 2, 2018 MForm 4 →	Oct 4, 4:59 pm EDT	Natera, Inc.NTRA	Steven Leonard ChapmanChief Operating Officer	35,000	—	—	90,710	—
Oct 2, 2018 MForm 4 →	Oct 4, 5:00 pm EDT	Berry Petroleum CorpBRY	Arthur T. SmithPresident & CEO, Director	66,667	—	—	133,333	—	amended
Oct 2, 2018 MForm 4 →	Oct 4, 5:07 pm EDT	Berry Petroleum CorpBRY	Cary D BaetzEVP & Chief Financial Officer, Director	50,000	—	—	100,000	—	amended
Oct 2, 2018 MForm 4 →	Oct 4, 5:07 pm EDT	Berry Petroleum CorpBRY	Gary A GroveEVP & Chief Operating Officer	45,000	—	—	90,000	—	amended
Oct 2, 2018 MForm 4 →	Oct 4, 5:13 pm EDT	Invuity, Inc.IVTY	Douglas W HeigelSVP of Operations	31,796	—	—	47,324	—
Oct 2, 2018 MForm 4 →	Oct 4, 5:21 pm EDT	Yext, Inc.YEXT	Tamar YehoshuaDirector	7,575	—	—	15,152	—
Oct 2, 2018 AForm 4 →	Oct 4, 5:27 pm EDT	SYSTEMAX INCSYX	David KipeSVP & Chief Operations Officer	17,550	—	—	17,550	—
Oct 3, 2018 MForm 4 →	Oct 4, 5:42 pm EDT	UMB FINANCIAL CORPUMBF	Michael D HagedornPresident of Subsidiary	20,984	—	—	7,260	—
Sep 25, 2018 MForm 4/A →	Oct 4, 5:45 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	2,000	—	—	317,000	—
Oct 3, 2018 MForm 4 →	Oct 4, 5:47 pm EDT	Intercontinental Exchange, Inc.ICE	Charles A ViceVice Chairman	35,000	—	—	110,390	—
Oct 4, 2018 AForm 4 →	Oct 4, 5:56 pm EDT	COMTECH TELECOMMUNICATIONS CORP /DE/CMTL	Michael PorcelainSr. Vice President & COO	4,003	—	—	20,635	—
Oct 4, 2018 AForm 4 →	Oct 4, 5:58 pm EDT	COMTECH TELECOMMUNICATIONS CORP /DE/CMTL	Michael BondiChief Financial Officer	2,146	—	—	6,971	—
Oct 2, 2018 MForm 4 →	Oct 4, 6:00 pm EDT	FIBROGEN INCFGEN	Thomas B NeffChief Executive Officer, Director	20,639	—	—	185,742	—
Oct 3, 2018 MForm 4 →	Oct 4, 6:04 pm EDT	Wendy's CoWEN	E.J. WunschChief Legal Officer, Secretary	24,107	—	—	24,108	—
Oct 2, 2018 MForm 4 →	Oct 4, 6:31 pm EDT	FACTSET RESEARCH SYSTEMS INCFDS	Robert J. RobieEVP, Head of Trading&Analytics	1,174	—	—	0	—
Oct 3, 2018 AForm 4 →	Oct 4, 6:33 pm EDT	MYnd Analytics, Inc.MYND	RSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond, RSJ Investment SICAV a.s.10% Owner	270,270	—	—	270,270	—
Oct 2, 2018 MForm 4 →	Oct 4, 6:36 pm EDT	CODEXIS INCCDXS	Gordon SangsterSVP & Chief Financial Officer	80,000	—	—	35,000	—	amended
Oct 1, 2018 AForm 4 →	Oct 4, 6:43 pm EDT	GENERAL CANNABIS CORPCANN	Brett M WendtEVP and General Counsel	300,000	—	—	300,000	—	late
Oct 2, 2018 CMForm 4 →	Oct 4, 6:44 pm EDT	Trade Desk, Inc.TTD	Jeffrey Terry GreenPresident and CEO, Director, 10% Owner	474,708	—	—	5,591	—
Oct 4, 2018 JForm 4 →	Oct 4, 7:24 pm EDT	Collier Creek HoldingsCCH	Collier Creek Partners LLC +310% Owner	1,437,500	—	—	12,180,000	—
Oct 2, 2018 CForm 4 →	Oct 4, 7:42 pm EDT	ZUORA INCZUO	Steven M Spurlock +610% Owner	2,564,431	—	—	7,693,293	—
Oct 2, 2018 CForm 4 →	Oct 4, 7:42 pm EDT	ZUORA INCZUO	Benchmark Capital Management Co. V, L.L.C. +410% Owner	2,564,431	—	—	7,693,293	—
Oct 2, 2018 CForm 4 →	Oct 4, 7:43 pm EDT	ZUORA INCZUO	Peter H FentonDirector, 10% Owner	2,564,431	—	—	7,693,293	—
Oct 2, 2018 CForm 4 →	Oct 4, 7:52 pm EDT	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	16,562	—	—	5,404,394	—	amended
Oct 2, 2018 MForm 4 →	Oct 4, 8:02 pm EDT	Upwork Inc.UPWK	Hayden BrownSVP, Product & Design	14,246	—	—	45,001	—
Oct 2, 2018 PForm 4 →	Oct 4, 8:06 pm EDT	VectoIQ Acquisition Corp.VTIQ	Mindy Luxenberg-GrantTreasurer	1,440	—	—	1,440	—
Oct 2, 2018 PForm 4 →	Oct 4, 8:06 pm EDT	VectoIQ Acquisition Corp.VTIQ	Steven M ShindlerSecretary and CFO	1,441	—	—	1,441	—
Oct 2, 2018 PForm 4 →	Oct 4, 8:07 pm EDT	VectoIQ Acquisition Corp.VTIQ	Mary S ChanChief Operating Officer	1,441	—	—	1,441	—
Oct 2, 2018 PForm 4 →	Oct 4, 8:08 pm EDT	VectoIQ Acquisition Corp.VTIQ	Stephen J GirskyPresident and CEO, Director, 10% Owner	1,441	—	—	1,441	—
Oct 4, 2018 MForm 4 →	Oct 4, 8:09 pm EDT	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	45,336	—
Oct 3, 2018 CForm 4 →	Oct 4, 9:50 pm EDT	NIKE INCNKE	Philip H KnightOther	5,000,000	—	—	21,054,487	—
Sep 30, 2018 AForm 4 →	Oct 5, 12:34 pm EDT	Precision Therapeutics Inc.AIPT	Timothy A KrochukDirector	4,717	—	—	4,717	—	late
Oct 4, 2018 MForm 4 →	Oct 5, 12:34 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	William S MartensChief Development Officer	1,466	—	—	2,844	—
Oct 4, 2018 CForm 4 →	Oct 5, 12:51 pm EDT	ZUORA INCZUO	Marc BenioffOther	2,991,108	—	—	0	—
Oct 4, 2018 MForm 4 →	Oct 5, 1:03 pm EDT	NICOLET BANKSHARES INCNCBS	Eric James WitczakEVP - Nicolet National Bank	1,000	—	—	9,000	—
Oct 4, 2018 MForm 4 →	Oct 5, 1:56 pm EDT	MOOG INC.MOGA/MOGB	John ScannellCEO, Director	20,500	—	—	0	—
Oct 3, 2018 MForm 4 →	Oct 5, 1:58 pm EDT	Care.com IncCRCM	Diane MusiGeneral Counsel and Secretary	15,000	—	—	66,940	—
Oct 3, 2018 AForm 4 →	Oct 5, 2:37 pm EDT	Ascena Retail Group, Inc.ASNA	Robert GiammatteoEVP, CFO	37,301	—	—	37,301	—
Sep 20, 2018 MForm 4/A →	Oct 5, 2:40 pm EDT	NORDSTROM INCJWN	Blake W NordstromCo-President, Director	127,251	—	—	0	—
Oct 3, 2018 AForm 4 →	Oct 5, 2:41 pm EDT	Ascena Retail Group, Inc.ASNA	John E PershingEVP, Chief HR Officer	37,301	—	—	37,301	—
Oct 3, 2018 AForm 4 →	Oct 5, 2:45 pm EDT	Ascena Retail Group, Inc.ASNA	Brian E LynchPresident & COO	124,337	—	—	124,337	—
Oct 3, 2018 AForm 4 →	Oct 5, 2:49 pm EDT	Ascena Retail Group, Inc.ASNA	Gary MutoPresident & CEO-ascena brands	124,337	—	—	124,337	—
Oct 3, 2018 AForm 4 →	Oct 5, 2:54 pm EDT	Ascena Retail Group, Inc.ASNA	Wendy L HuffordSVP and General Counsel	43,970	—	—	13,731	—
Oct 3, 2018 AForm 4 →	Oct 5, 2:57 pm EDT	Ascena Retail Group, Inc.ASNA	Dan LamadridSVP, Finance and CAO	14,175	—	—	14,175	—
Oct 4, 2018 MForm 4 →	Oct 5, 3:04 pm EDT	MOOG INC.MOGA/MOGB	Brian J LipkeDirector	1,500	—	—	0	—
Oct 5, 2018 AForm 4 →	Oct 5, 3:34 pm EDT	Co-Diagnostics, Inc.CODX	Reed L BensonChief Financial Officer	125,000	—	—	125,000	—
Oct 5, 2018 AForm 4 →	Oct 5, 3:37 pm EDT	Co-Diagnostics, Inc.CODX	Dwight H EganChief Executive Officer, Director	150,000	—	—	150,000	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.