SEC Form 4 · accession 0001562180-18-004173
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Strain
Officer — Sr. VP BallCorp & Pres. BATC
Period of report
Sep 18, 2018
Accepted (ET)
Oct 4, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation Company Stock PlanF1,F3 | — | Sep 18, 2018 | J | 85 | A | — | — | Common Stock | 85 | 38,111 | D |
Explanation of responses
- F1Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F2Dividend reinvestment in the Ball Corporation Deferred Compensation Company Stock Plan
- F3Stock Units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.