SEC Form 4 · accession 0001127602-18-029593

UMB FINANCIAL CORP · UMBF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President of Subsidiary

Period of report

Oct 3, 2018

Accepted (ET)

Oct 4, 2018 · 5:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000101382

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 3, 2018	M	2,648	$45.58	A	49,440	D
Common Stock	Oct 3, 2018	M	3,022	$57.40	A	52,462	D
Common Stock	Oct 3, 2018	M	8,054	$51.42	A	60,516	D
Common Stock	Oct 3, 2018	M	7,260	$47.68	A	67,776	D
Common Stock	Oct 3, 2018	S	200	$72.40	D	67,576	D
Common Stock	Oct 3, 2018	S	100	$72.41	D	67,476	D
Common Stock	Oct 3, 2018	S	100	$72.42	D	67,376	D
Common Stock	Oct 3, 2018	S	200	$72.43	D	67,176	D
Common Stock	Oct 3, 2018	S	689	$72.44	D	66,487	D
Common Stock	Oct 3, 2018	S	400	$72.45	D	66,087	D
Common Stock	Oct 3, 2018	S	300	$72.46	D	65,787	D
Common Stock	Oct 3, 2018	S	700	$72.47	D	65,087	D
Common Stock	Oct 3, 2018	S	600	$72.48	D	64,487	D
Common Stock	Oct 3, 2018	S	500	$72.49	D	63,987	D
Common Stock	Oct 3, 2018	S	500	$72.50	D	63,487	D
Common Stock	Oct 3, 2018	S	100	$72.505	D	63,387	D
Common Stock	Oct 3, 2018	S	100	$72.51	D	63,287	D
Common Stock	Oct 3, 2018	S	200	$72.525	D	63,087	D
Common Stock	Oct 3, 2018	S	300	$72.53	D	62,787	D
Common Stock	Oct 3, 2018	S	300	$72.54	D	62,487	D
Common Stock	Oct 3, 2018	S	200	$72.55	D	62,287	D
Common Stock	Oct 3, 2018	S	692	$72.56	D	61,595	D
Common Stock	Oct 3, 2018	S	1,072	$72.57	D	60,523	D
Common Stock	Oct 3, 2018	S	1,000	$72.58	D	59,523	D
Common Stock	Oct 3, 2018	S	100	$72.585	D	59,423	D
Common Stock	Oct 3, 2018	S	300	$72.59	D	59,123	D
Common Stock	Oct 3, 2018	S	200	$72.60	D	58,923	D
Common Stock	Oct 3, 2018	S	100	$72.605	D	58,823	D
Common Stock	Oct 3, 2018	S	1,095	$72.61	D	57,728	D
Common Stock	holding	—	—		—	290	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)	$45.58	Oct 3, 2018	M	2,648	D	Jan 1, 2016	Jan 1, 2023	Common Stock	2,648	0	D
Stock Option (Right to Buy)^F2	$57.40	Oct 3, 2018	M	3,022	D	Jan 1, 2017	Jan 1, 2024	Common Stock	3,022	3,022	D
Stock Option (Right to Buy)^F3	$51.42	Oct 3, 2018	M	8,054	D	Feb 11, 2018	Feb 11, 2025	Common Stock	8,054	8,054	D
Stock Option (Right to Buy)^F4	$47.68	Oct 3, 2018	M	7,260	D	Feb 5, 2018	Feb 5, 2026	Common Stock	7,260	7,260	D

F1Reflects shares acquired through the reinvestment of dividends on restricted stock.
F2Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
F3Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
F4Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.