SEC Form 4 · accession 0000067887-18-000045
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Lipke
Director
Period of report
Oct 4, 2018
Accepted (ET)
Oct 5, 2018 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Oct 4, 2018 | M | 1,500 | $35.12 | A | 7,459 | D | |
| Class A CommonF1 | Oct 4, 2018 | F | 606 | $87.04 | D | 6,853 | D | |
| Class B CommonF2 | holding | — | — | — | 2,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SARF3 | $35.12 | Oct 4, 2018 | M | 1,500 | D | Oct 31, 2009 | Oct 31, 2018 | Class A Common | 1,500 | 0 | D |
| SARF4 | $26.66 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2019 | Class A Common | 1,125 | 1,125 | D |
| SARF3 | $41.82 | holding | — | — | — | Nov 30, 2012 | Nov 30, 2021 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $36.86 | holding | — | — | — | Nov 30, 2011 | Nov 30, 2020 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $36.41 | holding | — | — | — | Nov 27, 2013 | Nov 27, 2022 | Class A Common | 1,500 | 1,500 | D |
| SARF3 | $61.69 | holding | — | — | — | Nov 11, 2014 | Nov 11, 2023 | Class A Common | 2,000 | 2,000 | D |
| SARF3 | $74.38 | holding | — | — | — | Nov 11, 2015 | Nov 11, 2024 | Class A Common | 2,000 | 2,000 | D |
| SARF5 | $65.90 | holding | — | — | — | Nov 17, 2016 | Nov 17, 2025 | Class B Common | 2,500 | 2,500 | D |
Explanation of responses
- F1This represents the difference between the number of SARs exercised (1,500) and the number of shares issued as a result of the exercise (894). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($87.04) and the exercise price ($35.12).
- F2Stock bonus granted under the Moog Inc. 2014 Long Term Incentive Plan.
- F3Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
- F4Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F5Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.