Company · CIK 0001393020 · SIC 3841 — Surgical & Medical Instruments & Apparatus

Invuity, Inc. · IVTY

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $1.2M · 18sales $3.6M · 21net −$2.3M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 23, 2018 DForm 4 →	Oct 23, 5:45 pm EDT	Dan WoltermanDirector	49,126	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:43 pm EDT	Hisham ShiblaqVP of Commercial Operations	25,000	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:42 pm EDT	Eric W RobertsDirector	198,041	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:41 pm EDT	James H MackanessChief Financial Officer	44,399	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:40 pm EDT	Gregory T LucierDirector	169,695	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:39 pm EDT	Randall A LippsDirector	123,405	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:39 pm EDT	Douglas W HeigelSVP. Operations	64,393	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:37 pm EDT	Scott D FloraInterim President and CEO, Director	137,203	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:34 pm EDT	William W BurkeDirector	65,031	—	—	0	—	plan?
Oct 23, 2018 DForm 4 →	Oct 23, 5:33 pm EDT	Steven AnnenVP Product Mngmnt and Strategy	21,575	—	—	0	—	plan?
Oct 2, 2018 MForm 4 →	Oct 4, 5:13 pm EDT	Douglas W HeigelSVP of Operations	31,796	$3.15	$99,998	64,393	—	plan?
Jun 11, 2018 AForm 4 →	Jun 13, 7:54 pm EDT	Randall A LippsDirector	34,246	—	—	115,683	—	plan?
Jun 11, 2018 AForm 4 →	Jun 13, 7:53 pm EDT	Eric W RobertsDirector	34,246	—	—	198,041	—	plan?
Jun 11, 2018 AForm 4 →	Jun 13, 7:52 pm EDT	Gregory T LucierDirector	34,246	—	—	151,450	—	plan?
Jun 11, 2018 AForm 4 →	Jun 13, 7:52 pm EDT	Dan WoltermanDirector	34,246	—	—	49,126	—	plan?
Jun 11, 2018 AForm 4 →	Jun 13, 7:51 pm EDT	William W BurkeDirector	34,246	—	—	65,031	—	plan?
Jun 8, 2018 AForm 4 →	Jun 11, 9:19 pm EDT	Scott D FloraInterim President and CEO, Director	60,000	—	—	137,203	—	plan?
Jun 8, 2018 PForm 4 →	Jun 11, 9:19 pm EDT	Eric W RobertsDirector	12,500	$3.73	$46,625	163,795	+8.26%	plan?
May 7, 2018 AForm 4 →	May 9, 9:33 pm EDT	Hisham ShiblaqVP of Commercial Operations	25,000	—	—	25,000	—	plan?
Mar 16, 2018 PForm 4 →	Mar 19, 9:16 pm EDT	Scott D FloraInterim President and CEO, Director	25,281	$3.90	$98,480	77,203	+48.7%	plan?
Mar 16, 2018 PForm 4 →	Mar 19, 9:16 pm EDT	James H MackanessChief Financial Officer	2,528	$3.90	$9,848	44,399	+6.04%	plan?
Mar 16, 2018 PForm 4 →	Mar 19, 9:15 pm EDT	Marcia FishChief Human Resources Officer	2,528	$3.90	$9,848	11,228	+29.1%	plan?
Mar 16, 2018 PForm 4 →	Mar 19, 9:15 pm EDT	Eric W RobertsDirector	25,281	$3.90	$98,480	151,295	+20.1%	plan?
Mar 16, 2018 PForm 4 →	Mar 19, 9:15 pm EDT	Randall A LippsDirector	10,112	$3.90	$39,390	81,437	+14.2%	plan?
Mar 16, 2018 PForm 4 →	Mar 19, 9:14 pm EDT	Andrew SaleSenior VP Global Sales	8,848	$3.90	$34,466	28,793	+44.4%	plan?
Mar 16, 2018 PForm 4 →	Mar 19, 9:14 pm EDT	Gregory T LucierDirector	64,158	$3.90	$249,921	117,204	+121%	plan?
Mar 1, 2018 AForm 4 →	Mar 5, 9:42 pm EST	Scott D FloraInterim President and CEO, Director	36,585	—	—	51,922	—	plan?
Feb 15, 2018 AForm 4 →	Feb 20, 4:04 pm EST	Joseph James GuidoVP Comm Mrktng & Bus Dvlpmnt	17,400	—	—	20,975	—	plan?
Feb 15, 2018 AForm 4 →	Feb 20, 4:04 pm EST	Andrew SaleSenior VP Global Sales	19,600	—	—	19,945	—	plan?
Feb 15, 2018 AFMForm 4 →	Feb 20, 4:03 pm EST	James H MackanessChief Financial Officer	39,116	$4.10	$5,396	41,871	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:03 pm EST	Philip M SawyerPresident and CEO, Director	13,668	$4.10	$15,039	12,624	—	plan?
Feb 15, 2018 AForm 4 →	Feb 20, 4:02 pm EST	Marcia FishChief Human Resources Officer	8,700	—	—	8,700	—	plan?
Feb 15, 2018 AFMForm 4 →	Feb 20, 4:01 pm EST	Douglas W HeigelSVP, Operations	29,840	$4.10	$4,674	32,597	—	plan?
Feb 15, 2018 AForm 4 →	Feb 20, 4:01 pm EST	Steven AnnenVP Product Mngmnt and Strategy	17,400	—	—	21,575	—	plan?
Feb 15, 2018 AFMForm 4 →	Feb 20, 4:00 pm EST	Alex VayserChief Technology Officer	21,140	$4.10	$4,674	192,304	—	plan?
Jan 1, 2018 MForm 4 →	Feb 2, 4:03 pm EST	Douglas W HeigelSVP of Operations	3,575	—	—	5,037	—	plan? late
Jan 1, 2018 MForm 4 →	Feb 2, 4:02 pm EST	Joseph James GuidoVP Comm Mrktng & Bus Dvlpmnt	3,575	—	—	3,575	—	plan? late
Jan 1, 2018 MForm 4 →	Feb 2, 4:02 pm EST	Steven AnnenVP Product Mngmnt and Strategy	3,575	—	—	4,175	—	plan? late
Jan 1, 2018 MForm 4 →	Feb 2, 4:01 pm EST	Alex VayserChief Technology Officer	3,575	—	—	173,444	—	plan? late
Nov 21, 2017 AForm 4 →	Nov 22, 4:36 pm EST	Scott D FloraDirector	15,337	—	—	15,337	—	plan?
Sep 5, 2017 AForm 4 →	Sep 6, 9:16 pm EDT	Dan WoltermanDirector	14,880	—	—	14,880	—	plan?
Aug 9, 2017 PForm 4 →	Aug 14, 9:26 pm EDT	Randall A LippsDirector	20,000	$6.27	$125,426	71,325	+39.0%	plan? late
Jun 12, 2017 AForm 4 →	Jun 14, 5:50 pm EDT	Randall A LippsDirector	17,985	—	—	51,325	—	plan?
Jun 12, 2017 AForm 4 →	Jun 14, 5:49 pm EDT	Eric W RobertsDirector	17,985	—	—	126,014	—	plan?
Jun 12, 2017 AForm 4 →	Jun 14, 5:49 pm EDT	Gregory T LucierDirector	17,985	—	—	53,046	—	plan?
Jun 12, 2017 AForm 4 →	Jun 14, 5:49 pm EDT	William W BurkeDirector	17,985	—	—	30,785	—	plan?
May 17, 2017 PForm 4 →	May 19, 6:19 pm EDT	Eric W RobertsDirector	6,500	$7.07	$45,975	108,029	+6.40%	plan?
May 15, 2017 PForm 4 →	May 17, 4:06 pm EDT	Eric W RobertsDirector	5,000	$7.88	$39,379	101,529	+5.18%	plan?
May 9, 2017 PForm 4 →	May 11, 4:01 pm EDT	Eric W RobertsDirector	2,000	$8.80	$17,600	96,529	+2.12%	plan?
May 3, 2017 SForm 4 →	May 5, 5:41 pm EDT	Reza ZadnoDirector	4,000	$9.16	$36,653	8,800	−31.3%	plan?
Feb 15, 2017 FMForm 4 →	Feb 17, 9:22 pm EST	Philip M SawyerPresident and CEO, Director	13,708	$7.80	$28,922	6,292	—	plan?
Feb 15, 2017 FMForm 4 →	Feb 17, 9:10 pm EST	James H MackanessChief Financial Officer	4,313	$7.80	$10,241	5,387	—	plan?
Feb 15, 2017 FMForm 4 →	Feb 17, 9:07 pm EST	Douglas W HeigelVP of Operations	3,738	$7.80	$8,876	1,462	—	plan?
Feb 15, 2017 FMForm 4 →	Feb 17, 8:58 pm EST	Alex VayserChief Technology Officer	3,738	$7.80	$8,876	169,869	—	plan?
Feb 15, 2017 FMForm 4 →	Feb 17, 8:55 pm EST	Paul O DavisonVP of Research & Development	3,738	$7.80	$8,876	1,462	—	plan?
Dec 12, 2016 SForm 4 →	Dec 14, 12:48 pm EST	James E Flynn +310% Owner	184,796	$6.22	$1,148,909	1,690,498	−9.85%	plan?
Dec 7, 2016 JForm 4 →	Dec 8, 12:49 pm EST	Eric W RobertsDirector	71,186	—	—	94,529	—	plan?
Nov 17, 2016 JForm 4 →	Nov 21, 12:54 pm EST	Eric W RobertsDirector	296,234	—	—	46,602	—	plan?
Nov 8, 2016 PForm 4 →	Nov 9, 6:01 pm EST	James H MackanessChief Financial Officer	1,700	$5.75	$9,775	3,700	+85.0%	plan?
Oct 17, 2016 SForm 4 →	Oct 19, 8:31 pm EDT	Eric W RobertsDirector	1,000	$12.08	$12,075	249,632	−0.40%	plan?
Oct 6, 2016 SForm 4 →	Oct 7, 6:02 pm EDT	Robert GerberichVP of Sales	1,500	$12.72	$19,075	0	−100%	plan?
Oct 6, 2016 MForm 4 →	Oct 7, 6:02 pm EDT	Robert GerberichVP of Sales	1,500	$3.15	$4,718	1,500	—	plan?
Oct 6, 2016 SForm 4 →	Oct 7, 6:01 pm EDT	Philip M SawyerPresident and CEO, Director	900	$13.01	$11,713	0	−100%	plan?
Oct 6, 2016 MForm 4 →	Oct 7, 6:01 pm EDT	Philip M SawyerPresident and CEO, Director	900	$1.30	$1,166	900	—	plan?
Oct 3, 2016 SForm 4 →	Oct 4, 7:03 pm EDT	Philip M SawyerPresident and CEO, Director	5,100	$13.16	$67,116	0	−100%	plan?
Oct 3, 2016 MForm 4 →	Oct 4, 7:03 pm EDT	Philip M SawyerPresident and CEO, Director	5,100	$1.30	$6,605	5,100	—	plan?
Oct 3, 2016 SForm 4 →	Oct 4, 7:01 pm EDT	Alex VayserChief Technology Officer	3,000	$13.18	$39,532	168,407	−1.75%	plan?
Sep 21, 2016 SForm 4 →	Sep 23, 7:13 pm EDT	Eric W RobertsDirector	2,201	$14.00	$30,814	250,632	−0.87%	plan?
Sep 15, 2016 SForm 4 →	Sep 19, 5:57 pm EDT	Eric W RobertsDirector	5,000	$13.47	$67,361	252,833	−1.94%	plan?
Sep 6, 2016 SForm 4 →	Sep 8, 5:32 pm EDT	Robert GerberichVP of Sales	1,500	$13.64	$20,461	0	−100%	plan?
Sep 6, 2016 MForm 4 →	Sep 8, 5:32 pm EDT	Robert GerberichVP of Sales	1,500	$3.15	$4,718	1,500	—	plan?
Sep 6, 2016 SForm 4 →	Sep 8, 5:30 pm EDT	Alex VayserChief Technology Officer	3,295	$13.72	$45,198	171,407	−1.89%	plan?
Sep 6, 2016 SForm 4 →	Sep 8, 5:29 pm EDT	Eric W RobertsDirector	1,414	$14.00	$19,796	257,833	−0.55%	plan?
Sep 1, 2016 SForm 4 →	Sep 6, 12:34 pm EDT	Eric W RobertsDirector	26,839	$14.00	$375,746	259,247	−9.38%	plan?
Sep 1, 2016 SForm 4 →	Sep 6, 12:31 pm EDT	Philip M SawyerPresident and CEO, Director	6,000	$13.60	$81,629	0	−100%	plan?
Sep 1, 2016 MForm 4 →	Sep 6, 12:31 pm EDT	Philip M SawyerPresident and CEO, Director	6,000	$1.30	$7,770	6,000	—	plan?
Sep 1, 2016 SForm 4 →	Sep 6, 12:31 pm EDT	Alex VayserChief Technology Officer	7,000	$14.00	$98,000	174,702	−3.85%	plan?
Aug 24, 2016 SForm 4 →	Aug 25, 7:03 pm EDT	Robert GerberichVP of Sales	10,500	$12.53	$131,560	0	−100%	plan?
Aug 24, 2016 MForm 4 →	Aug 25, 7:03 pm EDT	Robert GerberichVP of Sales	10,500	$3.15	$33,023	10,500	—	plan?
Aug 24, 2016 SForm 4 →	Aug 25, 7:01 pm EDT	Philip M SawyerPresident and CEO, Director	42,000	$13.03	$547,142	0	−100%	plan?
Aug 24, 2016 MForm 4 →	Aug 25, 7:01 pm EDT	Philip M SawyerPresident and CEO, Director	42,000	$1.30	$54,390	42,000	—	plan?
Aug 23, 2016 SForm 4 →	Aug 25, 7:01 pm EDT	Alex VayserChief Technology Officer	9,000	$12.78	$115,000	181,702	−4.72%	plan?
Aug 23, 2016 SForm 4 →	Aug 25, 6:59 pm EDT	Eric W RobertsDirector	5,000	$12.00	$60,000	286,086	−1.72%	plan?
Jul 21, 2016 SForm 4 →	Jul 21, 7:57 pm EDT	Alex VayserChief Technology Officer	12,000	$12.00	$144,000	190,702	−5.92%	plan?
Jul 21, 2016 SForm 4 →	Jul 21, 7:57 pm EDT	Eric W RobertsDirector	42,000	$12.00	$504,000	291,086	−12.6%	plan?
Jun 19, 2016 MForm 4 →	Jun 21, 8:47 pm EDT	Eric W RobertsDirector	12,800	—	—	76,945	—	plan?
Jun 19, 2016 MForm 4 →	Jun 21, 8:46 pm EDT	William W BurkeDirector	12,800	—	—	12,800	—	plan?
Jun 19, 2016 MForm 4 →	Jun 21, 8:46 pm EDT	Randall A LippsDirector	12,800	—	—	33,340	—	plan?
Jun 19, 2016 MForm 4 →	Jun 21, 8:45 pm EDT	Reza ZadnoDirector	12,800	—	—	12,800	—	plan?
Jun 19, 2016 MForm 4 →	Jun 21, 8:44 pm EDT	Gregory T LucierDirector	12,800	—	—	35,061	—	plan?
Jun 10, 2016 PForm 4 →	Jun 13, 8:38 pm EDT	Gregory T LucierDirector	8,442	$7.56	$63,861	22,261	+61.1%	plan?
Jun 7, 2016 PForm 4 →	Jun 7, 8:14 pm EDT	Gregory T LucierDirector	5,601	$7.00	$39,207	13,819	+68.2%	plan?
Jun 6, 2016 PForm 4/A →	Jun 7, 4:03 pm EDT	Gregory T LucierDirector	8,218	$6.90	$56,704	8,218	—	plan?
Jun 6, 2016 PForm 4 →	Jun 7, 6:29 am EDT	Gregory T LucierDirector	26,728	$6.90	$184,423	26,728	—	plan? amended
May 18, 2016 PForm 4 →	May 19, 5:55 pm EDT	James H MackanessChief Financial Officer	2,000	$5.08	$10,155	2,000	—	plan?
Jun 18, 2015 CForm 4 →	Jun 22, 3:42 pm EDT	Randall A LippsDirector	7,722	—	—	28,262	—	plan?
Jun 18, 2015 CForm 4 →	Jun 22, 3:42 pm EDT	Hadley Harbor Master Investors (Cayman) L.P.10% Owner	948,803	—	—	948,803	—	plan?
Jun 18, 2015 CForm 4 →	Jun 22, 3:39 pm EDT	HealthCare Royalty Partners II, L.P. +110% Owner	1,158,564	—	—	1,158,564	—	plan?
Jun 18, 2015 CForm 4 →	Jun 22, 3:38 pm EDT	KPCB XII Associates, LLC +210% Owner	961,699	—	—	961,699	—	plan?
Jun 18, 2015 CForm 4 →	Jun 22, 3:38 pm EDT	Gregory T LucierDirector	18,245	—	—	18,245	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 23, 2018 DForm 4 →	Oct 23, 5:42 pm EDT	Eric W RobertsDirector	28,900	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:41 pm EDT	James H MackanessChief Financial Officer	149,900	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:40 pm EDT	Gregory T LucierDirector	53,548	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:39 pm EDT	Randall A LippsDirector	30,954	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:39 pm EDT	Douglas W HeigelSVP. Operations	140,149	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:37 pm EDT	Scott D FloraInterim President and CEO, Director	3,000	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:34 pm EDT	William W BurkeDirector	28,900	—	—	0	—
Oct 23, 2018 DForm 4 →	Oct 23, 5:33 pm EDT	Steven AnnenVP Product Mngmnt and Strategy	119,825	—	—	0	—
Oct 2, 2018 MForm 4 →	Oct 4, 5:13 pm EDT	Douglas W HeigelSVP of Operations	31,796	—	—	47,324	—
Feb 15, 2018 AForm 4 →	Feb 20, 4:04 pm EST	Joseph James GuidoVP Comm Mrktng & Bus Dvlpmnt	30,500	—	—	30,500	—
Feb 15, 2018 AForm 4 →	Feb 20, 4:04 pm EST	Andrew SaleSenior VP Global Sales	34,300	—	—	34,300	—
Feb 15, 2018 AMForm 4 →	Feb 20, 4:03 pm EST	James H MackanessChief Financial Officer	63,900	—	—	60,900	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:03 pm EST	Philip M SawyerPresident and CEO, Director	10,000	—	—	30,000	—
Feb 15, 2018 AForm 4 →	Feb 20, 4:02 pm EST	Marcia FishChief Human Resources Officer	15,200	—	—	15,200	—
Feb 15, 2018 AMForm 4 →	Feb 20, 4:01 pm EST	Douglas W HeigelSVP, Operations	48,300	—	—	45,700	—
Feb 15, 2018 AForm 4 →	Feb 20, 4:01 pm EST	Steven AnnenVP Product Mngmnt and Strategy	30,500	—	—	30,500	—
Feb 15, 2018 AMForm 4 →	Feb 20, 4:00 pm EST	Alex VayserChief Technology Officer	33,100	—	—	30,500	—
Jan 1, 2018 MForm 4 →	Feb 2, 4:03 pm EST	Douglas W HeigelSVP of Operations	3,575	—	—	10,725	—	late
Jan 1, 2018 MForm 4 →	Feb 2, 4:02 pm EST	Joseph James GuidoVP Comm Mrktng & Bus Dvlpmnt	3,575	—	—	10,725	—	late
Jan 1, 2018 MForm 4 →	Feb 2, 4:02 pm EST	Steven AnnenVP Product Mngmnt and Strategy	3,575	—	—	10,725	—	late
Jan 1, 2018 MForm 4 →	Feb 2, 4:01 pm EST	Alex VayserChief Technology Officer	3,575	—	—	10,725	—	late
Nov 1, 2017 AForm 4 →	Nov 3, 4:21 pm EDT	Douglas W HeigelSVP, Operations	10,000	—	—	10,000	—
Oct 2, 2017 AForm 4 →	Oct 4, 9:15 pm EDT	Marcia FishChief Human Resources Officer	100,000	—	—	100,000	—
Feb 15, 2017 MForm 4 →	Feb 17, 9:22 pm EST	Philip M SawyerPresident and CEO, Director	10,000	—	—	40,000	—
Feb 15, 2017 MForm 4 →	Feb 17, 9:10 pm EST	James H MackanessChief Financial Officer	3,000	—	—	12,000	—
Feb 15, 2017 MForm 4 →	Feb 17, 9:07 pm EST	Douglas W HeigelVP of Operations	2,600	—	—	10,400	—
Feb 15, 2017 MForm 4 →	Feb 17, 8:58 pm EST	Alex VayserChief Technology Officer	2,600	—	—	10,400	—
Feb 15, 2017 MForm 4 →	Feb 17, 8:55 pm EST	Paul O DavisonVP of Research & Development	2,600	—	—	10,400	—
Jan 17, 2017 AForm 4 →	Jan 19, 4:00 pm EST	Alex VayserChief Technology Officer	42,900	—	—	14,300	—
Jan 17, 2017 AForm 4 →	Jan 19, 4:00 pm EST	Philip M SawyerPresident and CEO, Director	170,000	—	—	85,000	—
Jan 17, 2017 AForm 4 →	Jan 19, 3:59 pm EST	James H MackanessChief Financial Officer	80,000	—	—	40,000	—
Jan 17, 2017 AForm 4 →	Jan 19, 3:58 pm EST	Douglas W HeigelVP of Operations	42,900	—	—	14,300	—
Jan 17, 2017 AForm 4 →	Jan 19, 3:57 pm EST	Joseph James GuidoVP Comm Mktg & Bus Development	42,900	—	—	14,300	—
Jan 17, 2017 AForm 4 →	Jan 19, 3:56 pm EST	Paul O DavisonVP of Research & Development	42,900	—	—	14,300	—
Jan 17, 2017 AForm 4 →	Jan 19, 3:55 pm EST	Steven AnnenVP Product Mgmt & Strategy	42,900	—	—	14,300	—
Jan 3, 2017 AForm 4 →	Jan 5, 6:03 pm EST	Andrew SaleSenior VP Global Sales	110,000	—	—	110,000	—
Oct 6, 2016 MForm 4 →	Oct 7, 6:02 pm EDT	Robert GerberichVP of Sales	1,500	—	—	19,290	—
Oct 6, 2016 MForm 4 →	Oct 7, 6:01 pm EDT	Philip M SawyerPresident and CEO, Director	900	—	—	77,584	—
Oct 3, 2016 MForm 4 →	Oct 4, 7:03 pm EDT	Philip M SawyerPresident and CEO, Director	5,100	—	—	78,484	—
Sep 6, 2016 MForm 4 →	Sep 8, 5:32 pm EDT	Robert GerberichVP of Sales	1,500	—	—	17,927	—
Sep 1, 2016 MForm 4 →	Sep 6, 12:31 pm EDT	Philip M SawyerPresident and CEO, Director	6,000	—	—	83,584	—
Aug 24, 2016 MForm 4 →	Aug 25, 7:03 pm EDT	Robert GerberichVP of Sales	10,500	—	—	19,427	—
Aug 24, 2016 MForm 4 →	Aug 25, 7:01 pm EDT	Philip M SawyerPresident and CEO, Director	42,000	—	—	89,584	—
Jun 19, 2016 MForm 4 →	Jun 21, 8:47 pm EDT	Eric W RobertsDirector	12,800	—	—	0	—
Jun 19, 2016 MForm 4 →	Jun 21, 8:46 pm EDT	William W BurkeDirector	12,800	—	—	0	—
Jun 19, 2016 MForm 4 →	Jun 21, 8:46 pm EDT	Randall A LippsDirector	12,800	—	—	0	—
Jun 19, 2016 MForm 4 →	Jun 21, 8:45 pm EDT	Reza ZadnoDirector	12,800	—	—	0	—
Jun 19, 2016 MForm 4 →	Jun 21, 8:44 pm EDT	Gregory T LucierDirector	12,800	—	—	0	—
May 19, 2016 AForm 4/A →	May 23, 9:53 pm EDT	Gregory T LucierDirector	28,900	—	—	28,900	—
May 19, 2016 AForm 4/A →	May 23, 9:51 pm EDT	Randall A LippsDirector	28,900	—	—	28,900	—
May 19, 2016 AForm 4/A →	May 23, 9:50 pm EDT	Reza ZadnoDirector	28,900	—	—	28,900	—
May 19, 2016 AForm 4/A →	May 23, 9:49 pm EDT	Eric W RobertsDirector	28,900	—	—	28,900	—
May 19, 2016 AForm 4/A →	May 23, 9:47 pm EDT	William W BurkeDirector	28,900	—	—	28,900	—
May 19, 2016 AForm 4 →	May 23, 8:27 pm EDT	Reza ZadnoDirector	39,200	—	—	12,800	—
May 19, 2016 AForm 4 →	May 23, 8:25 pm EDT	Gregory T LucierDirector	39,200	—	—	12,800	—	amended
May 19, 2016 AForm 4 →	May 23, 8:22 pm EDT	Eric W RobertsDirector	39,200	—	—	12,800	—
May 19, 2016 AForm 4 →	May 23, 8:22 pm EDT	Randall A LippsDirector	39,200	—	—	12,800	—
May 19, 2016 AForm 4 →	May 23, 8:21 pm EDT	William W BurkeDirector	39,200	—	—	12,800	—	amended
Apr 21, 2016 AForm 4 →	Apr 25, 12:06 pm EDT	Steven AnnenSee Remarks	40,000	—	—	40,000	—
Mar 15, 2016 AForm 4 →	Mar 17, 3:43 pm EDT	Joseph James GuidoVP Business Development	100,000	—	—	100,000	—
Feb 16, 2016 AForm 4 →	Feb 17, 9:08 pm EST	James H MackanessChief Financial Officer	47,000	—	—	15,000	—
Feb 16, 2016 AForm 4 →	Feb 17, 9:04 pm EST	Robert GerberichVP of Sales	39,000	—	—	13,000	—
Feb 16, 2016 AForm 4 →	Feb 17, 9:03 pm EST	Brett RobertsonSee Remarks	39,000	—	—	13,000	—
Feb 16, 2016 AForm 4 →	Feb 17, 9:00 pm EST	Philip M SawyerPresident and CEO, Director	150,000	—	—	50,000	—
Feb 16, 2016 AForm 4 →	Feb 17, 8:59 pm EST	Douglas W HeigelVP of Operations	39,000	—	—	13,000	—
Feb 16, 2016 AForm 4 →	Feb 17, 8:57 pm EST	Paul O DavisonVP of Research & Development	39,000	—	—	13,000	—
Feb 16, 2016 AForm 4 →	Feb 17, 8:56 pm EST	Susan MartinVP of Marketing	39,000	—	—	13,000	—
Feb 16, 2016 AForm 4 →	Feb 17, 8:55 pm EST	Alex VayserChief Technology Officer	39,000	—	—	13,000	—
Sep 15, 2015 AForm 4 →	Sep 17, 4:22 pm EDT	James H MackanessChief Financial Officer	108,877	—	—	108,877	—
Aug 14, 2015 AForm 4 →	Aug 18, 12:41 pm EDT	Randall A LippsDirector	2,054	—	—	2,054	—
Aug 14, 2015 AForm 4 →	Aug 18, 12:38 pm EDT	Susan MartinVP of Marketing	10,000	—	—	10,000	—
Aug 14, 2015 AForm 4 →	Aug 18, 12:37 pm EDT	William W BurkeDirector	14,067	—	—	14,067	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:42 pm EDT	Randall A LippsDirector	7,515	—	—	0	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:42 pm EDT	Hadley Harbor Master Investors (Cayman) L.P.10% Owner	906,244	—	—	0	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:39 pm EDT	HealthCare Royalty Partners II, L.P. +110% Owner	1,298,822	—	—	86,891	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:38 pm EDT	KPCB XII Associates, LLC +210% Owner	874,691	—	—	0	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:38 pm EDT	Gregory T LucierDirector	17,427	—	—	0	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:36 pm EDT	INTERWEST PARTNERS X LP +110% Owner	1,030,969	—	—	0	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:35 pm EDT	Eric W RobertsDirector	365,250	—	—	0	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:34 pm EDT	INTERWEST PARTNERS X LP +910% Owner	1,030,969	—	—	0	—
Jun 18, 2015 CForm 4 →	Jun 22, 3:34 pm EDT	Philip M SawyerPresident and CEO, Director	207,666	—	—	0	—