SEC Form 4 · accession 0000899243-16-013642
Invuity, Inc. · IVTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Mackaness
Officer — Chief Financial Officer
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393020
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $7.45 | Feb 16, 2016 | A | 32,000 | A | — | Feb 16, 2026 | Common Stock | 32,000 | 32,000 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 16, 2016 | A | 15,000 | A | — | Feb 16, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to seven-sixtieths on September 15, 2016 and one-sixtieth of the shares on each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3The restricted stock units vest as to one-fifth of the shares on February 15, 2017 and on each one year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.