SEC Form 4 · accession 0001104659-18-006215
Invuity, Inc. · IVTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Annen
Officer — VP Product Mngmnt and Strategy
Period of report
Jan 1, 2018
Accepted (ET)
Feb 2, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2018 | M | 3,575 | — | A | 4,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 1, 2018 | M | 3,575 | D | — | Jan 1, 2021 | Common Stock | 3,575 | 10,725 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F23,575 of the 14,300 restricted stock units granted to the Reporting Person were vested and released. Such 14,300 share grant vests at the following rate: one-fourth of the shares on January 1, 2018 and on each one year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.