SEC Form 4 · accession 0000899243-16-020742
Invuity, Inc. · IVTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall A Lipps
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393020
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $4.87 | May 19, 2016 | A | 26,400 | A | — | May 19, 2021 | Common Stock | 26,400 | 26,400 | D |
| Restricted Stock UnitsF2,F3 | — | May 19, 2016 | A | 12,800 | A | — | Jun 18, 2016 | Common Stock | 12,800 | 12,800 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to 100% of the shares on May 19, 2017, subject to the Reporting Person continuing as a service provider through such date.
- F2Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F3The restricted stock units vest as to 100% of the shares on June 18, 2016, subject to the Reporting Person continuing as a service provider through such date.
Remarks
Exhibit 24 - Power of Attorney