SEC Form 4 · accession 0001209191-18-055985

Invuity, Inc. · IVTY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 23, 2018

Accepted (ET)

Oct 23, 2018 · 5:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001393020

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 23, 2018	D	99,219	—	D	52,231	D
Common Stock^F2,F3	Oct 23, 2018	D	52,231	—	D	0	D
Common Stock^F1,F4	Oct 23, 2018	D	18,245	—	D	0	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director Stock Option (right to buy)^F5	$3.145	Oct 23, 2018	D	24,648	D	—	Jan 21, 2024	Common Stock	24,648	0	D
Director Stock Option (right to buy)^F5	$4.87	Oct 23, 2018	D	28,900	D	—	May 19, 2021	Common Stock	28,900	0	D

F1Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Stryker Corporation and Accipiter Corp., dated as of September 10, 2018 (the "Merger Agreement"), in exchange for a cash payment of $7.40 per share, without interest, subject to any required withholding of taxes (the "Offer Price").
F2These securities were restricted stock units ("RSUs"), each of which represented a contingent right to receive one share of the Issuer's Common Stock.
F3The RSUs were cancelled pursuant to the Merger Agreement in exchange for an amount in cash per underlying share equal to the Offer Price.
F4The shares are held by RiverRoad Capital Partners, LLC, of which the Reporting Person is a managing member.
F5The option was cancelled pursuant to the Merger Agreement in exchange for an amount in cash equal to the product of (a) the excess of the Offer Price over the per-share exercise price of such option multiplied by (b) the number of unexercised shares subject to such option.