SEC Form 4 · accession 0001104659-18-060585
Invuity, Inc. · IVTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Heigel
Officer — SVP of Operations
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2018 | M | 31,796 | $3.145 | A | 64,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.145 | Oct 2, 2018 | M | 31,796 | D | — | Nov 5, 2024 | Common Stock | 31,796 | 47,324 | D |
Explanation of responses
- F1The Reporting Person exercised 31,796 shares of the option originally granted for 79,120 shares. One-fourth of the shares subject to the option vested on September 15, 2015 and one forty-eighth of the shares subject to the option vested each month thereafter.