SEC Form 4 · accession 0001104659-17-001000
Invuity, Inc. · IVTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Sale
Officer — Senior VP Global Sales
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393020
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.75 | Jan 3, 2017 | A | 110,000 | A | — | Jan 3, 2027 | Common Stock | 110,000 | 110,000 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to one-fourth of the shares on January 3, 2018 and as to one forty-eighth of the shares on each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.