SEC Form 4 · accession 0000899243-16-016215
Invuity, Inc. · IVTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph James Guido
Officer — VP Business Development
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001393020
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $7.32 | Mar 15, 2016 | A | 100,000 | A | — | Mar 15, 2026 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to one-fifth of the shares on February 22, 2017 and as to one-sixtieth of the shares on each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.