SEC Form 4 · accession 0000899243-16-028703

Invuity, Inc. · IVTY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP of Sales

Period of report

Sep 6, 2016

Accepted (ET)

Sep 8, 2016 · 5:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001393020

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Sep 6, 2016	M	1,500	$3.145	A	1,500	D
Common Stock^F3	Sep 6, 2016	S	1,500	$13.6408	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F4	$3.145	Sep 6, 2016	M	1,500	D	—	Jan 31, 2023	Common Stock	1,500	17,927	D

F1The option shares were exercised pursuant to the Rule 10b5-1 trading plan entered into by the Reporting Person on December 8, 2015 (the "Trading Plan").
F2The shares were sold pursuant to the Trading Plan.
F3This transaction was executed in multiple trades at prices ranging from $13.31 to $13.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4The Reporting Person exercised 1,500 shares of the option originally for 29,927 shares. Such option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on October 18, 2013 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.