SEC Form 4/A · accession 0000072333-18-000149

NORDSTROM INC · JWN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Blake W Nordstrom

Officer — Co-President · Director

Period of report

Sep 20, 2018

Accepted (ET)

Oct 5, 2018 · 2:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072333

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Sep 20, 2018	M	127,251	$12.58	A	2,519,436	D
Common Stock^F1,F4	Sep 20, 2018	S	74,928	$61.1618	D	2,444,508	D
Common Stock^F1,F5	Sep 20, 2018	S	49,873	$61.96	D	2,394,635	D
Common Stock^F1,F6	Sep 20, 2018	S	2,150	$63.10	D	2,392,485	D
Common Stock^F1	Sep 20, 2018	S	300	$63.75	D	2,392,185	D
Common Stock	holding	—	—		—	94,458	I	By 401(k) Plan, per Plan statement dated 8/31/2018.
Common Stock	holding	—	—		—	377,626	I	By wife

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2,F1,F3	$12.58	Sep 20, 2018	M	127,251	D	—	Feb 27, 2019	Common Stock	127,251	0	D

Explanation of responses

F1The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 9/4/2018.
F2This option was previously reported as an option for 118,828 shares of common stock at an exercise price of $12.58 per share. The number of options was subsequently adjusted, pursuant to a special dividend adjustment on October 6, 2015, to reflect an additional option of 8,423 shares of common stock at the same price.
F3Exercisable in four equal annual installments commencing on 2/27/2010.
F4The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $60.73 to $61.725, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $61.73 to $62.70, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F6The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $62.73 to $62.70, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.