SEC Form 4 · accession 0001703056-18-000064
ADT Inc. · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Dale
Officer — SVP, National Account Sales
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703056
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Oct 2, 2018 | A | 65 | A | Jan 18, 2021 | — | Common Stock | 65 | 16,265 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of the Issuer's Common Stock upon vesting.
- F2Represents Dividend Equivalent Units, which are being awarded with respect to awards of Restricted Stock Units and which vest on January 18, 2021.
- F3Not applicable.