SEC Form 4 · accession 0001225208-18-014437
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E.J. Wunsch
Officer — Chief Legal Officer, Secretary
Period of report
Oct 3, 2018
Accepted (ET)
Oct 4, 2018 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2018 | M | 23,207 | $0.00 | A | 35,539 | D | |
| Common StockF1 | Oct 3, 2018 | M | 900 | $0.00 | A | 36,439 | D | |
| Common Stock | Oct 3, 2018 | F | 6,928 | $17.1925 | D | 29,511 | D | |
| Common Stock | Oct 4, 2018 | F | 269 | $17.1925 | D | 29,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Oct 3, 2018 | M | 900 | D | — | — | Common Stock | 900 | 47,315 | D |
| Restricted Stock UnitsF2,F1,F4 | — | Oct 3, 2018 | M | 23,207 | D | — | — | Common Stock | 23,207 | 24,108 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2With tandem dividend equivalent rights and tax withholding rights.
- F3The dividend equivalent units had accrued on restricted stock units that vested in full on October 3, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on October 3, 2018.
- F4The restricted stock units were granted on October 3, 2016 and fully vested on October 3, 2018.